Stone & Youngberg LLC (San Francisco)

Name: Stone & Youngberg LLC
Address: One Ferry Building, San Francisco, CA, 94111
Telephone: 415-445-2300

Stone & Youngberg LLC is an adviser based in San Francisco. It manages $50.32 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Arizona, California, Florida, and 5 other states.

Stone & Youngberg provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stone & Youngberg: assets under management

The assets under management (AUM) of Stone & Youngberg LLC is $50.32 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -65% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $50.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.4 million each.

Stone & Youngberg has custody of $12.79 billion in cash and securities for 61,244 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stone & Youngberg LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stone & Youngberg LLC

Kenneth Everett Williams has been acting as President since 1 Jan 1996. Stifel Financial Corp. joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Everett Williams	Managing director, president	1 Feb 1979	Other	861952
Scott Cregan Sollers	Managing director, chairman	1 Feb 1982	Other	1086846
Mitchell Hughey Gage	Managing director, cfo	1 Feb 1982	Other	1058311
Leonard William Jr Huck	Managing director	1 Feb 1984	Other	1084720
William Thomas Jr Lockard	Managing director	1 Jan 1990	Other	1291995
Stephen Edward Heaney	Managing director, public finance	1 Jan 1991	Other	1187747
Sohail Bengali	Managing director	1 Jan 1992	Other	1438947
Robert Harold Zinman	Chief compliance officer/director of operations	1 Oct 1992	Other	476862
Kenneth Everett Williams	President/member board of directors s&y holdings llc	1 Jan 1996	Other	861952
James Richard Cervantes	Managing director	1 Sep 1998	Other	1559166
William Ashton Iii Evans	Managing director, srop	1 Jan 2000	Other	203143
Richard Albert Beames	Managing director, municipal securities group sales supervisor	1 Jun 2003	Other	1211632
Stephen Edward Heaney	Member board of directors s&y holdings llc, public finance group supervisor	1 Jan 2005	Other	1187747
Jack Jarratt Turner	Managing director, taxable securities group	1 Jul 2005	Other	1515771
Stone & Youngberg Holdings Llc	Sole shareholder	1 Jan 2006	75% - 100%	20-3861556
Scott Cregan Sollers	Member board of directors s&y holdings llc	1 Jan 2006	Other	1086846
Leonard William Jr Huck	Member board of directors s&y holdings llc	1 Jan 2006	Other	1084720
William Thomas Jr Lockard	Member board of directors s &y holdings llc	1 Jan 2006	Other	1291995
James Richard Cervantes	Member board of directors s&y holdings llc	1 Jan 2006	Other	1559166
Sohail Bengali	Member board of directors s&y holdings llc	1 Jan 2006	Other	1438947
Dawn Vincent	Member board of directors s&y holdings llc	1 Jan 2006	Other	1316529
Bruce William Kerns	Member board of directors s&y holdings llc	1 Jan 2006	Other	1557149
Grant Miller Hamill	Member board of directors s&y holdings llc	1 Jan 2006	Other	1291799
Gregory Robert Sain	Member board of directors s&y holdings llc	1 Jan 2006	Other	1629842
Joseph Charles Lawwill	Taxable securities group trading supervisor	1 Feb 2008	Other	2673772
Parker Andrew William Colvin	Municipal securities group trading supervisor	1 Jan 2009	Other	4389520
Brian David Fox	Municipal securities group trading supervisor	1 Feb 2010	Other	2798809
Joseph Charles Lawwill	Equity trade desk supervisor	1 Feb 2011	Other	2673772
Stephen V Ditursi	Taxable securities group supervisor	1 Feb 2011	Other	1424610
Parker Andrew William Colvin	Member board of directors s&y holdings llc, head of municipal underwriting	1 Mar 2011	Other	4389520
David Cheng Wei Hsu	Chief compliance officer	1 Jul 2011	Other	4140214
Stifel Financial Corp.	Shareholder	1 Oct 2011	75% - 100%	43-1273600
Douglas Charles Heske	Private client group supervisor	1 Oct 2011	Other	1458182

Based in San Francisco

The principal office where Stone & Youngberg LLC performs its advisory services is located at One Ferry Building, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-445-2300 or by fax 415-445-2317. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.syllc.com.