Ferguson Investment Consultants Inc (New York)

Ferguson Investment Consultants Inc is a large advisory firm based in New York. It manages $50.4 million of regulatory assets for 162 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and New York.

Ferguson Investment Consultants provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ferguson Investment Consultants: assets under management

The assets under management (AUM) of Ferguson Investment Consultants Inc is $50.4 million. The firm's AUM has grown by 44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.6 million in discretionary accounts and $1.8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $307.59 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $450 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ferguson Investment Consultants Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ferguson Investment Consultants Inc

Jonathan Andrew Ferguson has been acting as President since 1 Jul 2002. Derek R Evans joined the executive team most recently as the Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas E. Ferguson	President	1 Jun 1988	50% - 75%	xxx-xx-xxxx
Cynthia K. Ferguson	Vice president	1 Jun 1988	50% - 75%	xxx-xx-xxxx
Cynthia Louise Ferguson	Chief financial officer & vice president	1 Jun 1988	25% - 50%	5030122
Douglas E. Ferguson	Chairman	1 Jul 2002	50% - 75%	xxx-xx-xxxx
Jonathan Andrew Ferguson	President	1 Jul 2002	Other	2819973
Douglas Ferguson	Chairman	1 Jul 2002	25% - 50%	2242460
Terrence Robert Emde	Vice president	1 Jan 2004	Other	2822067
Terrence Robert Emde	Chief compliance officer, chief legal officer, & vice president	1 Sep 2005	Other	2822067
Jonathan Andrew Ferguson	Chairman, chief executive officer, chief operations officer, & president	1 Feb 2006	25% - 50%	2819973
Terrence Robert Emde	Chief compliance officer, chief legal officer, chief financial officer, & vice president	1 Feb 2006	Other	2822067
Douglas Ferguson	Consultant	1 Feb 2006	25% - 50%	2242460
Cynthia Louise Ferguson	Consultant	1 Feb 2006	Other	5030122
Derek R Evans	Partner	1 Jun 2007	Other	5436251

Based in New York

The principal office where Ferguson Investment Consultants Inc performs its advisory services is located at 286 Madison Ave., New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Bolton Landing, NY. It doesn’t run an office outside of the United States.