Maund & Jones LLC (Castries)

Maund & Jones LLC is an adviser based in Castries. It has been registered with the SEC as an adviser since 2017.

Maund & Jones provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Maund & Jones LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Maund & Jones serves?

The only and largest group of clients of Maund & Jones is pooled investment vehicles with 1 clients and $0 of assets under management. Among the 4 most similar advisory firms, Maund & Jones has the highest percentage of pooled investment vehicles out of all clients.

None of the firm’s clients are foreign persons or businesses.

Maund & Jones also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $50,000 for each fund.

Careers at Maund & Jones LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Owen Jones	Managing member and chief compliance officer	1 Apr 2017	50% - 75%	6846843
Clive Peter Maund	Managing member	1 Apr 2017	50% - 75%	6846850

Based in Castries

The principal office where Maund & Jones LLC performs its advisory services is located at Robin Kelton Bldg. Choc Bay, Castries, , which is also the mailing address of the firm. The firm also has an office outside of the United States.