Dracaena Capital Management, LLC (Arlington)

Name: Dracaena Capital Management, LLC
Address: 1001 19 Th Street North, Arlington, VA, 22209
Telephone: 703-879-0110

Dracaena Capital Management, LLC is an adviser based in Arlington. It has been registered with the SEC as an adviser since 2018.

Dracaena Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dracaena Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dracaena Capital Management serves?

The only and largest group of clients of Dracaena Capital Management is pooled investment vehicles with 3 clients and $0 of assets under management. Among the 4 most similar advisory firms, Dracaena Capital Management has the highest percentage of pooled investment vehicles out of all clients.

67% of the firm’s clients are foreign persons or businesses.

Dracaena Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Dracaena Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pan Grace Gu	Cio and ceo	1 Aug 2018	75% - 100%	4989418
Darren Martian	Cco and coo	1 Aug 2018	Other	7010581

Based in Arlington

The principal office where Dracaena Capital Management, LLC performs its advisory services is located at 1001 19 Th Street North, Arlington, VA 22209 The mailing address of the firm is 1001 19 Th Street North, Arlington, VA 22209. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-879-0110. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at dracaenafunds.com/ and its LinkedIn profile.