Whitford Asset Management LLC (Paoli)

Name: Whitford Asset Management LLC
Address: 43 Leopard Road,, Paoli, PA, 19301
Telephone: 484-329-6271

Whitford Asset Management LLC is an investment adviser to an investment company based in Paoli. It manages $650 thousand of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Pennsylvania.

Whitford Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whitford Asset Management: assets under management

The assets under management (AUM) of Whitford Asset Management LLC is $650 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $650 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $325 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whitford Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Whitford Asset Management serves?

The firm provides services to investment companies and high net worth individuals. The largest group of clients of Whitford Asset Management is investment companies with 1 clients and $600 thousand of assets under management. Among the 3 most similar advisory firms, Whitford Asset Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $650 thousand for 2 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Whitford Asset Management doesn't advise any private funds.

Careers at Whitford Asset Management LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dominic Joseph Catrambone	Chief compliance officer	1 Mar 2017	25% - 50%	3080739
John Vincent Thompson	Managing member	1 Mar 2017	25% - 50%	1537011

Based in Paoli

The principal office where Whitford Asset Management LLC performs its advisory services is located at 43 Leopard Road,, Paoli, PA 19301, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-329-6271 or by fax 484-318-8952. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at volsharesetfs.com..