Mesirow Financial Private Equity Advisors, Inc. (Chicago)

Name: Mesirow Financial Private Equity Advisors, Inc.
Address: 353 North Clark St, Chicago, IL, 60654
Telephone: 312-595-6000

Mesirow Financial Private Equity Advisors, Inc. is a large advisory firm based in Chicago. It manages $4.68 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Illinois.

Mesirow Financial Private Equity Advisors provides portfolio management for businesses and institutional clients and selects private equity investment partnerships. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as private equity limited partnership interests.

Mesirow Financial Private Equity Advisors: assets under management

The assets under management (AUM) of Mesirow Financial Private Equity Advisors, Inc. is $4.68 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1045013% since the beginning of its operation, and $504.1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $4.68 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $312.31 million each.

Mesirow Financial Private Equity Advisors has custody of $3.85 billion in cash and securities for 14 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mesirow Financial Private Equity Advisors, Inc. for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Edward Galuhn serves?

The firm provides services to pooled investment vehicles and state or municipal government entities. The largest group of clients of Thomas Edward Galuhn is pooled investment vehicles with 14 clients and $3.85 billion of assets under management. Among the 11 most similar advisory firms, Mesirow Financial Private Equity Advisors has the 6th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.68 billion for 15 clients. None of the firm’s clients are foreign persons or businesses.

Mesirow Financial Private Equity Advisors also advises several private funds. Namely, one other private fund and fourteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Mesirow Financial Private Equity Advisors, Inc.

The company employs 15 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Edward Galuhn has been acting as President since 1 Apr 2012. Robert Mark Debolt has served as the Chief Investment Officer since 1 Apr 2016 and Marc Evan Sacks is the Chief Executive Officer of Mesirow Financial Private Equity Advisors, Inc. family office. Natalie Brown joined the executive team most recently as the Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Joseph Barrett	Senior vice president	1 Apr 1984	Other	1868929
Thomas Edward Galuhn	Senior managing director	1 Jul 2000	Other	1728185
Inc. Mesirow Financial Services	Owner	1 Jul 2000	75% - 100%	36-2933608
Daniel Paris Howell	Senior managing director	1 Jul 2000	Other	1570856
James Craig Tyree	Chairman/ceo/director	1 Jul 2000	Other	727141
Paul Edward Rice	Senior managing director	1 Jul 2000	Other	2906009
Kristie Paula Paskvan	Chief financial officer	1 Jul 2000	Other	2896998
Michael Joseph Barrett	Senior vice president	1 Jul 2000	Other	1868929
Arnold Bradley Busscher	Managing director/secretary	1 Jan 2001	Other	2213934
Richard Scott Price	Director	1 Feb 2002	Other	367760
Robert Mark Debolt	Managing director	1 May 2004	Other	2912563
Marc Evan Sacks	Senior managing director	1 May 2004	Other	1764239
Brian Edward Franc	Chief compliance officer	1 Sep 2004	Other	2170342
Michael Joseph Barrett	Managing director	1 Apr 2006	Other	1868929
Kristie Paula Paskvan	Cfo, director	1 Nov 2006	Other	2896998
Arnold Bradley Busscher	Senior managing director/secretary	1 Nov 2006	Other	2213934
Nancy Lynn Anderson	Chief compliance officer	1 May 2007	Other	1619297
Paul Edward Rice	Senior adviser	1 Jun 2008	Other	2906009
Jeffrey Michael Levine	Chief compliance officer	1 Oct 2009	Other	5627249
Dennis B Black	Director	1 Mar 2011	Other	5701687
Richard Scott Price	Director, chairman & ceo	1 Mar 2011	Other	367760
Thomas Edward Galuhn	President	1 Apr 2012	Other	1728185
Richard Scott Price	Director, chairman	1 Apr 2012	Other	367760
Marc Evan Sacks	Chief executive officer	1 Apr 2012	Other	1764239
Robert Mark Debolt	Chief investment officer	1 Apr 2016	Other	2912563
Dominick Joseph Mondi	Director	1 Sep 2017	Other	870610
Natalie Brown	Cfo	1 Aug 2018	Other	2067247

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Mesirow Financial Holdings	Owner	1 Apr 1986	75% - 100%	36-3498919

Based in Chicago

The principal office where Mesirow Financial Private Equity Advisors, Inc. performs its advisory services is located at 353 North Clark St, Chicago, IL 60654, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-595-6000 or by fax 312-595-7208. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at mesirowfinancial.com.