Denk Investment Advisory, Ltd (Phoenix)

Name: Denk Investment Advisory, Ltd
Address: 2702 N. 3 Rd. Street, Phoenix, AZ, 85004
Telephone: 602-252-8700

Denk Investment Advisory, Ltd is a large advisory firm based in Phoenix. It manages $66.64 million of regulatory assets for 265 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, Idaho, Montana, Texas, and Wisconsin.

Denk Investment Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Denk Investment Advisory: assets under management

The assets under management (AUM) of Denk Investment Advisory, Ltd is $66.64 million. The firm's AUM has grown by 56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $50.24 million in discretionary accounts and $16.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $230.47 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $348.83 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Denk Investment Advisory, Ltd for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Denk Investment Advisory, Ltd

Ronald Peter Denk has been acting as President since 1 Oct 1999. Patricia L. Denk joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Peter Denk	President	1 Oct 1999	75% - 100%	1483351
Patricia L. Denk	Vice-president	1 Oct 1999	50% - 75%	4977447
Jennifer Lynn Jacobi	Chief compliance officer	1 Oct 2004	Other	4192052
Ronald Peter Denk	President	1 Mar 2006	50% - 75%	1483351
Patricia L. Denk	Secretary	1 Mar 2006	50% - 75%	4977447
Ronald Peter Denk	Chief compliance officer	1 Apr 2006	75% - 100%	1483351

Based in Phoenix

The principal office where Denk Investment Advisory, Ltd performs its advisory services is located at 2702 N. 3 Rd. Street, Phoenix, AZ 85004, which is also the mailing address of the firm. An additional office of the firm is in Sedona, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-252-8700 or by fax 602-252-8701. The normal business hours are 8:00 - 5:00 p.m. mst on Monday - Friday. You can find more information about the New York firm at www.denkinvest.com.