Gavion, LLC (Memphis)


Gavion, LLC is a large advisory firm based in Memphis. It manages $218.12 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Florida, New York, Tennessee, and Texas.

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Gavion provides portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers, and performance reporting, fiduciary services and administrative support services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gavion: assets under management

The assets under management (AUM) of Gavion, LLC is $218.12 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $218.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.78 million each.

Investments

The firm invests in investment and business development companies the most. They account for 67% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 24% of the firm’s portfolio. Investments in other assets form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gavion, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brian L Jones serves?

The only and largest group of clients of Brian L Jones is pension and profit sharing plans with 10 clients and $138.78 million of assets under management. Among the 8 most similar advisory firms, Gavion has the highest percentage of pension and profit sharing plans out of all clients.


The amount of regulatory assets under management is $138.78 million for 10 clients. None of the firm’s clients are foreign persons or businesses.

Gavion also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Gavion, LLC

The company employs 12 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gavion, LLC is owned by Kevin T. Foley. Brian L Jones has been acting as President since 1 Apr 2013. Ian M Janecek joined the executive team most recently as the Senior Consultant.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Robert Alan Longfield Chief executive officer 1 Apr 2013 25% - 50% 2099575
Brian L Jones President 1 Apr 2013 Other 2153188
Miles Slocum Fortas Chief financial officer / chief compliance officer 1 Apr 2013 Other 4348768
Ian M Janecek Senior consultant 1 Dec 2013 Other 3190911
Michael Edward Perdzock Senior consultant 1 Dec 2013 Other 2099576
Curtis Wayne Williams Senior consultant 1 Dec 2013 Other 6064672
Kevin T. Foley Owner 1 Dec 2013 Other 6317103
James Haygood Ganier Director 1 Dec 2013 Other 217323
Robert Cecil Allison Director 1 Dec 2013 Other 3731

Based in Memphis

The principal office where Gavion, LLC performs its advisory services is located at 6000 Poplar Avenue, Memphis, TN 38119, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-969-6891 or by fax 901-682-4090. The normal business hours are 8:00 a.m. - 5:00 p.m. cst on Monday - Friday. You can find more information about the New York firm at gavionllc.com/.