Morgan Stanley Venture Capital Iii Inc (New York)

Name: Morgan Stanley Venture Capital Iii Inc
Address: 1585 Broadway, New York, NY, 10036
Telephone: 212-761-7070

Morgan Stanley Venture Capital Iii Inc is a mid-sized advisory firm based in New York. It manages $44.91 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

Morgan Stanley Venture Capital Iii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgan Stanley Venture Capital Iii: assets under management

The assets under management (AUM) of Morgan Stanley Venture Capital Iii Inc is $44.91 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $44.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.97 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morgan Stanley Venture Capital Iii Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morgan Stanley Venture Capital Iii Inc

John Bick Ehrenkranz has been acting as President since 1 Nov 1998. Michael Henry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Guy Louis Dechazal	President and director	1 Aug 1996	Other	1466944
William James Harding	Vice president and director	1 Aug 1996	Other	2583847
Robert John Loarie	Vice president and director	1 Aug 1996	Other	1260798
Debra Eve Abramovitz	Vice president and treasurer	1 Aug 1996	Other	1700268
Kenneth Francis Clifford	Vice president	1 Aug 1996	Other	1830922
Scott Spencer Halsted	Vice president and director	1 Aug 1996	Other	1771311
Mian Fazle Husain	Vice president and director	1 Aug 1996	Other	1748680
Peter Rockwell Vogelsang	Secretary	1 Aug 1996	Other	2062375
Morgan Stanley	Parent/beneficial owner	1 Sep 1996	75% - 100%	36-3145972
John Bick Ehrenkranz	Director	1 Nov 1998	Other	1729136
Howard Ira Hoffen	Chairman and director	1 Feb 2003	Other	1996419
Andrew Neal Siegel	Chief legal officer	1 Sep 2003	Other	4226449
Debra Eve Abramovitz	Chief financial officer	1 Oct 2004	Other	1700268
Carsten Otto	Chief compliance officer	1 Oct 2004	Other	2688833
Yiehsin Hung	Chairman, director and managing director	1 Oct 2004	Other	1586401
Bernard Vincent Peterson	Chief legal officer, executive director and secretary	1 Oct 2004	Other	4278347
Jeffrey Deane Hahn	Executive director and treasurer	1 Oct 2004	Other	2246182
Ghassan J Bejjani	Executive director	1 Oct 2004	Other	2412280
Jeffrey J Booth	Executive director	1 Oct 2004	Other	2774246
Debra Abramovitz	Chief financial officer and director	1 Feb 2005	Other	1700268
Jay Howard Mantz	Global co-head of merchant banking	1 Feb 2006	Other	2088508
Alan Kent Jones	Head of private equity	1 Nov 2006	Other	1747074
Jennifer Murphy Cattier	Chief legal officer	1 Feb 2007	Other	4175467
Stephen Spaulding Trevor	Co-head of private equity and global co-head of merchant banking	1 Mar 2007	Other	2270192
Agatha Teresa Pakruda	Chief compliance officer	1 Jul 2007	Other	2059284
Agatha Teresa Ruddy	Chief compliance officer	1 Jul 2007	Other	2059284
Mary Caracappa	Chief administrative officer of merchant banking	1 Oct 2007	Other	1579374
Alan Kent Jones	Head of private equity, president and director	1 Oct 2007	Other	1747074
Peter David Chung	Director	1 Apr 2008	Other	2368467
Melissa M. Daniels	Director	1 Apr 2008	Other	4991920
Melissa Marie Daniels	Director	1 Apr 2008	Other	4991920
Steven Umlauf	Chief risk officer of merchant banking	1 Jan 2009	Other	2343181
Jennifer Murphy Cattier	Chief compliance officer	1 Jun 2009	Other	4175467
Christopher Leroy Odell	Chief legal officer	1 Jun 2009	Other	3149189
Gregory J Fleming	President of morgan stanley investment management	1 Feb 2010	Other	2338986
Edmond N Moriarty	Coo of morgan stanley investment management and head of merchant banking and real estate investing	1 Feb 2010	Other	1744318
Gregory J Fleming	President of morgan stanley investment management and morgan stanley smith barney	1 Jul 2010	Other	2338986
Michael Henry	Chief compliance officer	1 Feb 2011	Other	4935884
Edmond N Moriarty	Coo of morgan stanley investment management	1 Feb 2011	Other	1744318
Jason Seth Koenig	Chief legal officer	1 Mar 2011	Other	4914223
Michael Henry	Chief compliance officer	1 Feb 2012	Other	4935884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Morgan Stanley Dean Witter & Co.	Beneficial owner	1 May 1997	75% - 100%	36-3145972

Based in New York

The principal office where Morgan Stanley Venture Capital Iii Inc performs its advisory services is located at 1585 Broadway, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-761-7070 or by fax 212-507-3971. The normal business hours are 9:00 a.m. to 6:oo p.m. on Monday - Friday. You can find more information about the New York firm at www.morganstanley.com/privateequity.