Harris Mycfo Investment Advisory Services LLC (Palo Alto)

Name: Harris Mycfo Investment Advisory Services LLC
Address: 2200 Geng Road, Palo Alto, CA, 94303
Telephone: 650-210-5000

Harris Mycfo Investment Advisory Services LLC is a large advisory firm based in Palo Alto. It manages $5.9 billion of regulatory assets for 1,634 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Illinois, and Washington.

Harris Mycfo Investment Advisory Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harris Mycfo Investment Advisory Services: assets under management

The assets under management (AUM) of Harris Mycfo Investment Advisory Services LLC is $5.9 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.9 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.61 million each.

Harris Mycfo Investment Advisory Services has custody of $59 billion in cash and securities for 49 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harris Mycfo Investment Advisory Services LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Harris Mycfo Investment Advisory Services LLC

Mark Alan Mushkat has been acting as President since 1 Mar 2006. Steven Barry Braverman joined the executive team most recently as the Chief Investment Strategist.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
V. James Carbo	Managing director	1 Jan 2001	Other	4368900
Jon Williams	Managing director	1 Nov 2002	Other	2239396
Harris Mycfo Inc.	Sole owner	1 Nov 2002	75% - 100%	81-0573056
William Eugene Thonn	Chairman of parent	1 Nov 2002	Other	4103447
Arthur Victor Shaw	Pres & ceo of parent	1 Nov 2002	Other	2231047
Carol Flick	Cfo of parent	1 Nov 2002	Other	4615183
Sunday Perry	Svp of parent	1 Nov 2002	Other	4615185
Steve Deebenham	Svp, gc, secretary of parent	1 Nov 2002	Other	4615187
Paul Skubic	Vp of parent	1 Nov 2002	Other	4615189
Patrick Murphy	Vp of parent	1 Nov 2002	Other	4615190
Linda Ochwat	Asst secretary of parent	1 Nov 2002	Other	4615194
V.James Carbo	Managing director	1 Nov 2002	Other	4368900
Steve Debenham	Svp, gc, secretary of parent	1 Nov 2002	Other	4615187
Carol Peka Flick	Cfo	1 Nov 2002	Other	4615183
Paul Richard Skubic	Vice president	1 Nov 2002	Other	4615189
Patrick Joseph Murphy	Vice president	1 Nov 2002	Other	4615190
Linda Louise Ochwat	Secretary	1 Nov 2002	Other	4615194
Peter Martin	Vp,finance	1 Jan 2003	Other	4772548
John Wunsch	Pres of parent	1 Jun 2003	Other	2125378
Jeffrey Allen Roush	Senior managing director	1 Jun 2003	Other	1036931
Graham Turner Parsons	Chairman of parent	1 Feb 2004	Other	4632069
Harvey L. Armstrong	Senior managing director	1 Feb 2004	Other	4765479
Robert Donald Pitti	Managing director	1 Feb 2004	Other	1775898
Karen Anne Bird	Chief compliance officer	1 Oct 2004	Other	3024384
Romilla Singh Erb	Chief compliance officer	1 Jan 2005	Other	4367358
Cecily Marie Mistarz	Evp & board member	1 Apr 2005	Other	4938679
Stephen J. Krisik	Svp & board member	1 Apr 2005	Other	4992659
Giuseppe Calabrase	Board member	1 Apr 2005	Other	5013231
Robert Donald Pitti	President & board member	1 Jun 2005	Other	1775898
Rudolph A Galera	Principal	1 Jun 2005	Other	2487110
Cecily Marie Mistarz	Evp & board member	1 Jun 2005	Other	4938679
James Buchanan Rea	Managing director	1 Jun 2005	Other	1521524
Stephen J. Krisik	Svp & board member	1 Jun 2005	Other	4992659
Stephen J. Krisik	President & board member	1 Mar 2006	Other	4992659
Mark Alan Mushkat	Director	1 Mar 2006	Other	1041298
Rudolph A Galera	Chief administrative officer	1 Apr 2006	Other	2487110
Douglas Lewis Anderson	Director	1 Jun 2006	Other	5081270
Jack Alan Ablin	Board member	1 Sep 2006	Other	4359773
Steven Barry Braverman	President	1 Oct 2006	Other	1172475
Romilla Singh Erb	Principal, compliance operations	1 Mar 2009	Other	4367358
Joann Anthony Pantelis	Chief compliance officer	1 Mar 2009	Other	2329756
James M. Hering	Coo	1 Aug 2009	Other	2440945
Steven Barry Braverman	Chief investment strategist	1 Nov 2009	Other	1172475
Craig Anthony Rawlins	President	1 Nov 2009	Other	2011479

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of Montreal	Sole owner	1 Sep 1989	75% - 100%	13-4941092
Bankmont Financial Corp	Sole owner	1 Nov 2002	75% - 100%	51-0275712
Harris Financial Corp	Sole owner	1 Nov 2002	75% - 100%	51-0275712
Bmo Financial Corp	Sole owner	1 Nov 2002	75% - 100%	51-0275712
Inc. Harris Ria Holdings	Sole owner	1 Jan 2003	75% - 100%	27-0036997

Based in Palo Alto

The principal office where Harris Mycfo Investment Advisory Services LLC performs its advisory services is located at 2200 Geng Road, Palo Alto, CA 94303, which is also the mailing address of the firm. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-210-5000 or by fax 650-210-5099. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.mycfo.com.