Causey Demgen & Moore P.C. (Denver)

Name: Causey Demgen & Moore P.C.
Address: 1099 18 Th Street, Denver, CO, 80202 1939
Telephone: 303-296-2229

Causey Demgen & Moore P.C. is a large advisory firm based in Denver. It manages $219.77 million of regulatory assets for 329 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Colorado and Texas.

Causey Demgen & Moore P.C provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Causey Demgen & Moore P.C: assets under management

The assets under management (AUM) of Causey Demgen & Moore P.C. is $219.77 million. The firm's AUM has grown by 56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $213.52 million in discretionary accounts and $6.25 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $847.32 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $81.15 thousand.

Causey Demgen & Moore P.C has custody of $1.5 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in government bonds the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Causey Demgen & Moore P.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas John Ruygrok serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Thomas John Ruygrok is high net worth individuals with 73 clients and $213.52 million of assets under management. Among the 8 most similar advisory firms, Causey Demgen & Moore P.C has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $219.77 million for 95 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Causey Demgen & Moore P.C doesn't advise any private funds.

Careers at Causey Demgen & Moore P.C.

The company employs 46 people that are either part- or full-time employees. 11 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas John Ruygrok has been acting as President since 1 Jul 2009. Richard James Fleischman joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paul Frederick Demgen	Vice president & chief compliance officer	1 Sep 1986	Other	4384110
Barry Edward Koritza	Vice president	1 Dec 1990	Other	4384113
John Richard Connell	Vice president	1 Dec 1990	Other	4384115
Donald Douglas Page	Vice president	1 Jul 1991	Other	4384117
Douglas Eugene Carlile	Vice president	1 Jul 1995	Other	4384118
William Hanes Vincent	Vice president	1 Jul 1999	Other	4384120
Cheryl Cowan Walton	Vice president	1 Jul 2005	Other	5026016
Donn Lyndall Aggeler	Vice president	1 Jul 2006	Other	5211970
Michael Christian Graef	Vice president	1 Jul 2006	Other	5211976
Steven Lee Oltmans	Vice president	1 Oct 2007	Other	5472667
William Douglas Glasso	Vice president	1 Jul 2008	Other	5565172
Thomas John Ruygrok	President	1 Jul 2009	Other	4384122
Lyle Anne Martine	Vice president	1 Jul 2013	Other	6250149
Nathanael Adam Koch	Vice president & chief compliance officer	1 Jul 2013	Other	3142229
Robb Andrew Stone	Vice president	1 Jul 2016	Other	4035700
Jamey Lynn Camp	Vice president	1 Jul 2017	Other	6936202
Jamey Lynn Camp Cavanaugh	Vice president	1 Jul 2017	Other	6936202
Nathanael Adam Koch	President & chief compliance officer	1 Jul 2018	Other	3142229
Corey John Zink	Vice president	1 Jul 2018	Other	7184671
Robyn Terri Schnetzler	Vice president	1 Jul 2018	Other	7184674
Richard James Fleischman	Vice president	1 Jun 2019	Other	7184668

Based in Denver

The principal office where Causey Demgen & Moore P.C. performs its advisory services is located at 1099 18 Th Street, Denver, CO 80202 1939, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-296-2229 or by fax 303-296-3731. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at causeycpas.com.