Hufford Advisors, LLC (Indianapolis)


Hufford Advisors, LLC is a large advisory firm based in Indianapolis. It manages $374.9 million of regulatory assets for 1,362 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Arizona, California, and 31 other states.

Hufford Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Hufford Advisors: assets under management

The assets under management (AUM) of Hufford Advisors, LLC is $374.9 million. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $355.55 million in discretionary accounts and $19.36 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $272.87 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $328.09 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hufford Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lp Summit Partners Vi (Gp) General partner 1 Dec 2000 Other 04-3540852
Llc Summit Partners Vi (Gp) General partner 1 Dec 2000 Other 04-3568448
L.P. Summit Venture Vi A Member (manager) 1 Jan 2006 25% - 50% 04-3540853
Llc Focus Financial Partners Member 1 Jan 2007 75% - 100% 16-1728260

Based in Indianapolis

The principal office where Hufford Advisors, LLC performs its advisory services is located at 8888 Keystone Crossing, Indianapolis, IN 46240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-848-4987 or by fax 317-573-4984. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.huffordfinancial.com.