Kendall Capital Management (Rockville)

Name: Kendall Capital Management
Address: 600 Jefferson Plaza, Rockville, MD, 20852
Telephone: 301-838-9110

Kendall Capital Management is a large advisory firm based in Rockville. It manages $238.47 million of regulatory assets for 929 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of District of Columbia, Maryland, New Hampshire, Texas, and Virginia.

Kendall Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kendall Capital Management: assets under management

The assets under management (AUM) of Kendall Capital Management is $238.47 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 551% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $238.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $256.69 thousand each.

Kendall Capital Management has custody of $37.45 million in cash and securities for 71 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 62% of the total AUM. The second-largest asset type is exchange traded securities, which make up 33% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kendall Capital Management for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Clark Alan Kendall serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Clark Alan Kendall is high net worth individuals with 72 clients and $154.22 million of assets under management. Among the 10 most similar advisory firms, Kendall Capital Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $235.18 million for 197 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kendall Capital Management doesn't advise any private funds.

Careers at Kendall Capital Management

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Clark Alan Kendall has been acting as President since 1 Jan 2005. Paola Saenz Bruening joined the executive team most recently as the Vice President & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clark Alan Kendall	President/chief compliance officer	1 Jan 2005	75% - 100%	1144480
Paola Saenz Bruening	Vice president	1 Jan 2005	Other	4695667
Paola Saenz	Vice president	1 Jan 2005	Other	4695667
Carol Larissa Petrov	Relationship manager	1 Apr 2014	Other	4438703
Jason Michael Tkach	Portfolio specialist	1 Dec 2014	Other	6432614
Brian Gibbon Mattox	Senior portfolio manager	1 Feb 2018	Other	3025926
Clark Alan Kendall	President & ceo	1 Mar 2018	75% - 100%	1144480
Paola Saenz Bruening	Vice president & chief compliance officer	1 Mar 2018	Other	4695667
Carol Larissa Petrov	Vice president & senior relationship manager	1 Mar 2018	Other	4438703
Jason Michael Tkach	Portfolio manager	1 Mar 2018	Other	6432614

Based in Rockville

The principal office where Kendall Capital Management performs its advisory services is located at 600 Jefferson Plaza, Rockville, MD 20852, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-838-9110 or by fax 301-838-9113. The normal business hours are 9:00 a.m.- 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at kendallcapital.com.