Koch Richard A & Co Inc (Germantown)

Koch Richard A & Co Inc is an adviser based in Germantown. It manages $19.98 million of regulatory assets for 78 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Wisconsin.

Koch Richard A & provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Koch Richard A &: assets under management

The assets under management (AUM) of Koch Richard A & Co Inc is $19.98 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $256.19 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Koch Richard A & Co Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Koch Richard A & Co Inc

Richard Adam Koch has been acting as President since 1 Oct 1973. Brenda Rolli joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Adam Koch	President	1 Oct 1973	75% - 100%	4340598
Brenda Rolli	Vice president	1 Nov 1993	Other	2639179
Brenda Rolli	President	1 Jan 2003	75% - 100%	2639179

Based in Germantown

The principal office where Koch Richard A & Co Inc performs its advisory services is located at W175 N11117 Stonewood Dr #202, Germantown, WI 53022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.