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Surge Capital Management, LLC (Denver)


Surge Capital Management, LLC is a large advisory firm based in Denver. It manages $800 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Colorado and New York.

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Surge Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Surge Capital Management: assets under management

The assets under management (AUM) of Surge Capital Management, LLC is $800 million. The company doesn't manage any assets belonging to foreign clients.


The firm manages $500 million in discretionary accounts and $300 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $500 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $300 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Surge Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Denver

The principal office where Surge Capital Management, LLC performs its advisory services is located at 999 18 Th Street, Suite 1430, Denver, CO 80202 2442, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-539-7200 or by fax 303-539-7145. The normal business hours are 7am to 5pm on Monday - Friday. You can find more information about the New York firm at www.surgecap.com.


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