Highclere Capital LLC (New York)

Name: Highclere Capital LLC
Address: 401 Park Avenue South, New York, NY, 10016
Telephone: (347) 943-3877

Highclere Capital LLC is a mid-sized advisory firm based in New York. It manages $32.7 million of regulatory assets for 47 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida and Texas.

Highclere Capital provides portfolio management for individuals and small businesses, pension consulting services, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Highclere Capital: assets under management

The assets under management (AUM) of Highclere Capital LLC is $32.7 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 93% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in non-exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Highclere Capital LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Highclere Capital serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Highclere Capital is individuals with 25 clients and $17.99 million of assets under management. Among the 2 most similar advisory firms, Highclere Capital has the lowest percentage of individuals out of all clients.

The amount of regulatory assets under management is $32.7 million for 47 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Highclere Capital doesn't advise any private funds.

Careers at Highclere Capital LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eric Diandrea	Managing member & chief compliance officer	1 Oct 2016	50% - 75%	5938602
Aaron Michael Creamer	Managing member	1 Oct 2016	50% - 75%	6642078

Based in New York

The principal office where Highclere Capital LLC performs its advisory services is located at 401 Park Avenue South, New York, NY 10016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (347) 943-3877 or by fax (347) 695-2424. The normal business hours are 8:00am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/highclere-capital/.