Macke Financial Advisory Group (Fort Myers)

Name: Macke Financial Advisory Group
Address: 12699 New Brittany Blvd., Fort Myers, FL, 33907
Telephone: 239-275-1122

Macke Financial Advisory Group is a large advisory firm based in Fort Myers. It manages $142.49 million of regulatory assets for 701 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and Ohio.

Macke Financial Advisory Group provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Macke Financial Advisory Group: assets under management

The assets under management (AUM) of Macke Financial Advisory Group is $142.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 328% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $142.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $203.27 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 49% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 20% of the firm’s portfolio. Investments in investment and business development companies form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Macke Financial Advisory Group for their services and products based on hourly charges and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Todd Christopher Macke serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Todd Christopher Macke is high net worth individuals with 40 clients and $114.07 million of assets under management. Among the 10 most similar advisory firms, Macke Financial Advisory Group has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $140.72 million for 152 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Macke Financial Advisory Group doesn't advise any private funds.

Careers at Macke Financial Advisory Group

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Todd Christopher Macke has been acting as President since 1 Jun 1996. Charlotte Kay Dearborn joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd Christopher Macke	President	1 Jun 1996	75% - 100%	1450239
Lori A Shepard	Chief compliance officer	1 Jan 2005	Other	2336915
Charlotte Dearborn	Chief compliance officer	1 Aug 2005	Other	5022866
Charlotte Kay Dearborn	Chief compliance officer	1 Aug 2005	Other	5022866
Thomas Alton Tucker	Chief compliance officer	1 Jan 2011	Other	1542291
Charlotte Kay Dearborn	Chief compliance officer	1 Jan 2012	Other	5022866
Todd Christopher Macke	Chief compliance officer	1 Apr 2014	75% - 100%	1450239

Based in Fort Myers

The principal office where Macke Financial Advisory Group performs its advisory services is located at 12699 New Brittany Blvd., Fort Myers, FL 33907, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 239-275-1122 or by fax 239-275-8912. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at mackefinancial.com/ and its LinkedIn profile.