Capital Privé Suisse S.A. (Geneva)

Name: Capital Privé Suisse S.A.
Address: Rue Du Mont Blanc 7, Geneva, 1201
Telephone: 41 22 575 3896

Capital Privé Suisse S.A. is an adviser based in Geneva. It manages $14.98 million of regulatory assets for 75 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, New York, Texas, and Washington.

Capital Privé Suisse provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and tax planning, estate planning, family office services, insurance. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Privé Suisse: assets under management

The assets under management (AUM) of Capital Privé Suisse S.A. is $14.98 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 71% since the beginning of its operation, and $2.81 million of the total AUM is attributable to clients outside of the United States.

The firm manages $14.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $199.7 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 15% of the firm’s portfolio. Investments in investment grade corporate bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Privé Suisse S.A. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capital Privé Suisse serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Capital Privé Suisse is high net worth individuals with 20 clients and $12.4 million of assets under management. Among the 2 most similar advisory firms, Capital Privé Suisse has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $14.98 million for 42 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 29% of the firm’s clients are foreign persons or businesses.

Capital Privé Suisse doesn't advise any private funds.

Careers at Capital Privé Suisse S.A.

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeremy Gray Stobie	Chief compliance officer, president, board of directors	1 Dec 2011	25% - 50%	4044865
Llc Capital Prive Suisse (Usa) Holdings	Lender - with equity participation, passive - owned by jeremy stobie, and faith roberts	1 Dec 2011	Other	45-3753550
Guy Andre Girod	Chief anti-money laundering officer and director of administration, board of directors	1 Dec 2011	Other	6017451
Faith Sandri Roberts	Shareholder	1 Dec 2011	Other	6017516
John Richard Fawn	Shareholder, board of directors	1 Dec 2011	Other	6018137
Elais Fernando Urbina	Shareholder	1 Dec 2011	25% - 50%	1923118
Steffen Buschbacher	Managing director, investments	1 Feb 2015	25% - 50%	6248267

Based in Geneva

The principal office where Capital Privé Suisse S.A. performs its advisory services is located at Rue Du Mont Blanc 7, Geneva, 1201 The mailing address of the firm is 14205 Se 36 Th Street, Bellevue, WA 98006. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 41 22 575 3896 or by fax 41 22 797 0574. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at capitalprivesuisse.ch.