Hodge Financial Services, LLC (Hinsdale)

Name: Hodge Financial Services, LLC
Address: 573 Chesterfield Road, Hinsdale, NH, 03251
Telephone: 800-552-2001

Hodge Financial Services, LLC is a large advisory firm based in Hinsdale. It manages $138.51 million of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Connecticut, Florida, and New Hampshire.

Hodge Financial Services provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and market timing services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Hodge Financial Services: assets under management

The assets under management (AUM) of Hodge Financial Services, LLC is $138.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 177% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $138.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.54 million each.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hodge Financial Services, LLC for their services and products based on a percentage of assets under management and subscription fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hodge Financial Services serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Hodge Financial Services is high net worth individuals with 6 clients and $73.92 million of assets under management. Among the 9 most similar advisory firms, Hodge Financial Services has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $138.51 million for 69 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Hodge Financial Services doesn't advise any private funds.

Careers at Hodge Financial Services, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Hubbard Hodge	Managing member	1 Jun 1997	75% - 100%	3025369
Robert Hubbard Hodge	Chief compliance officer	1 Aug 2009	Other	3025369
Bonnie Rose Hodge	Member	1 Dec 2012	Other	6157583
Bethany Lynn Hodge	Member	1 Dec 2012	Other	6157585
Hodge Allison Courtney	Member	1 Dec 2012	Other	6157588

Based in Hinsdale

The principal office where Hodge Financial Services, LLC performs its advisory services is located at 573 Chesterfield Road, Hinsdale, NH 03251, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-552-2001 or by fax 603-336-5964. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at voiceoffinancialreason.com.