New Albany Capital Partners, LLC (Bluffton)


New Albany Capital Partners, LLC is an adviser based in Bluffton. It manages $45.1 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Ohio and South Carolina.

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New Albany Capital Partners provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Albany Capital Partners: assets under management

The assets under management (AUM) of New Albany Capital Partners, LLC is $45.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $45.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.37 million each.

Investments

The firm invests in government bonds the most. They account for 51% of the total AUM. The second-largest asset type is exchange traded securities, which make up 31% of the firm’s portfolio. Investments in cash and cash equivalents form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Albany Capital Partners, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New Albany Capital Partners serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of New Albany Capital Partners is high net worth individuals with 7 clients and $10.87 million of assets under management. Among the 1 most similar advisory firms, New Albany Capital Partners has the highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $13.33 million for 17 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

New Albany Capital Partners doesn't advise any private funds.

Careers at New Albany Capital Partners, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
John Neal Lewis Managing director and chief compliance officer 1 Aug 2007 75% - 100% 2238161
John Neal Lewis Managing member and chief compliance officer 1 Sep 2007 75% - 100% 2238161
Walter R Greenfield Managing director 1 Apr 2008 Other 4528565
George Alan Gummer Managing director 1 Aug 2008 Other 4359205
Richard Joseph Wayman Portfolio manager 1 May 2012 Other 2247463
David Anthony Worster Portfolio manager 1 Sep 2012 Other 2162678
Richard Joseph Wayman Portfolio manager 1 Oct 2012 Other 2247463
Richard Joseph Wayman Chief compliance officer and portfolio manager 1 Apr 2015 Other 2247463

Based in Bluffton

The principal office where New Albany Capital Partners, LLC performs its advisory services is located at 110 Traders Cross, Bluffton, SC 29909, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-441-9999. The normal business hours are by appointment on Other. You can find more information about the New York firm at newalbanycapital.com.