Nippon Life Global Investors Americas, Inc. (New York)

Name: Nippon Life Global Investors Americas, Inc.
Address: 277 Park Avenue, New York, NY, 10172 2905
Telephone: 646-231-4000

Nippon Life Global Investors Americas, Inc. is a large advisory firm based in New York. It manages $12 billion of regulatory assets for 71 client accounts. It has been registered with the SEC as an adviser since 2016.

Nippon Life Global Investors Americas provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nippon Life Global Investors Americas: assets under management

The assets under management (AUM) of Nippon Life Global Investors Americas, Inc. is $12 billion. The firm's AUM has grown by 34% since the beginning of its operation, and $12 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $11.25 billion in discretionary accounts and $748.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $160.71 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $748.9 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 37% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 23% of the firm’s portfolio. Investments in cash and cash equivalents form 13% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nippon Life Global Investors Americas, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nippon Life Global Investors Americas serves?

The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Nippon Life Global Investors Americas is corporations or other businesses with 17 clients and $7.01 billion of assets under management. Among the 7 most similar advisory firms, Nippon Life Global Investors Americas has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $10.39 billion for 65 clients. 100% of the firm’s clients are foreign persons or businesses.

Nippon Life Global Investors Americas doesn't advise any private funds.

Careers at Nippon Life Global Investors Americas, Inc.

The company employs 60 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nippon Life Insurance Co.	Shareholder	1 Mar 1987	75% - 100%	n/a
Masato Nmn Nakamura	Chief compliance officer, and chief administrative officer	1 Mar 2011	Other	6025668
Yutaka Nmn Ideguchi	Member of the board	1 Mar 2013	Other	5922520
Keisuke Nmn Kawasaki	President and member of the board	1 Mar 2013	Other	6178900
Kazuo Nmn Sato	Member of the board	1 Mar 2015	Other	6344898
Minoru Nmn Kimura	Member of the board	1 Mar 2016	Other	6630829
Masamichi Nmn Kishimoto	President, chief executive officer and member of the board	1 Mar 2017	Other	6776847
Naoki Nmn Akiyama	Member of the board	1 Mar 2017	Other	6776858
Hiroshi Nmn Ozeki	Member of the board	1 Mar 2018	Other	6931787
Hiroo Nmn Sakuma	Member of the board	1 Mar 2018	Other	6931791
Koji Nmn Oshima	Member of the board	1 Mar 2018	Other	6932360
Akira Nmn Shibata	Member of the board	1 Mar 2018	Other	6932703

Based in New York

The principal office where Nippon Life Global Investors Americas, Inc. performs its advisory services is located at 277 Park Avenue, New York, NY 10172 2905, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-231-4000 or by fax 212-906-1931. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/nippon-life-global-investors/ and its LinkedIn profile.