Quick & Reilly, Inc. (New York)

Name: Quick & Reilly, Inc.
Address: 26 Broadway, New York, NY, 10004
Telephone: 212-747-3850

Quick & Reilly, Inc. is a large advisory firm based in New York. It manages $120 million of regulatory assets for 1,100 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Quick & Reilly provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Quick & Reilly: assets under management

The assets under management (AUM) of Quick & Reilly, Inc. is $120 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Quick & Reilly, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Quick & Reilly, Inc.

Donald Edmund Froude has been acting as President since 1 May 2000. Gerard Mattia joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Quick & Reilly/Fleet Securities	100% shareholder	1 Jan 1998	75% - 100%	05-0496247
Pascal James Mercurio	Chairman / ceo/municipal principal	1 Apr 2000	Other	825595
Robert Lawrence Bott	Executive vice president	1 May 2000	Other	1079745
Donald Edmund Froude	President	1 May 2000	Other	1002120
Torben Olelerche Winther	Chief compliance officer	1 Aug 2000	Other	1821483
Edwin Mendez	Srop	1 Feb 2001	Other	2082870
Charles Edmond Sax	Chief financial officer	1 Mar 2001	Other	1821188
Joel Robert Kesner	Municipal principal	1 May 2002	Other	xxx-xx-xxxx
Brian Moynihan	Board member	1 Jun 2002	Other	4553207
Joseph Francis Conway	Srop	1 Jul 2002	Other	1299116
Ronald Stansbury Loukas	Municipal principal	1 Jan 2004	Other	1054716
Stanley Anthony Gregor	President /ceo	1 Mar 2004	Other	1672974
Alan Arthur Sr. Schroder	Director	1 Apr 2004	Other	801763
Gerard Mattia	Chief operating officer	1 Jul 2004	Other	4728053
Cynthia Jo Temple	Chief operations officer	1 Jul 2004	Other	2444506
Beth Elyse Dorfman	General counsel & secretary	1 Jul 2004	Other	1299764
Michele Goldmeer	Senior counsel & assistant secretary	1 Jul 2004	Other	4273410

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fleet Boston Financial Corp.	100% shareholder	1 Jan 1998	75% - 100%	05-0341324
Bank Of America Corporation	Shareholder	1 Apr 2004	75% - 100%	56-0906609

Based in New York

The principal office where Quick & Reilly, Inc. performs its advisory services is located at 26 Broadway, New York, NY 10004, which is also the mailing address of the firm. An additional office of the firm is in Garden City, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-747-3850 or by fax 646-826-7160. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at quickandreilly.com.