Tcw Special Situations, LLC (Los Angeles)
Tcw Special Situations, LLC is a large advisory firm based in Los Angeles. It manages $119.08 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California and Massachusetts.
Tcw Special Situations provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Tcw Special Situations: assets under management
The assets under management (AUM) of Tcw Special Situations, LLC is $119.08 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Tcw Special Situations, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Tcw Special Situations serves?
The only and largest group of clients of Tcw Special Situations is pooled investment vehicles with 1 clients and $119.08 million of assets under management. Among the 9 most similar advisory firms, Tcw Special Situations has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $119.08 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
Tcw Special Situations also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
Careers at Tcw Special Situations, LLC
The company employs 32 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Tcw Owners Llc joined the executive team most recently as the Shareholder.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 36 indirect owners.Based in Los Angeles
The principal office where Tcw Special Situations, LLC performs its advisory services is located at 865 South Figueroa Street, Los Angeles, CA 90017 2593, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 213-244-0000 or by fax 213-244-0645. The normal business hours are 7:30 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at tcw.com.
Registered investment advisers similar to Tcw Special Situations, LLC
- Hyperion Partners
- Tucker Financial Services
- M. Brooks Clark, Cfp
- Garner Financial Management
- Avl/Wealthcare
- Peters Financial Planning Corporation
- Levasseur Capital Partners
- R.P. Boggs &
- Nestlerode & Loy
- Braddock Financial Corp
- Carl M. Loeb Advisory Partners
- Adcm
- Tiller Partners
- Billings Capital Management
- Parador Asset Management