Bayview Asset Management, LLC (Coral Gables)

Name: Bayview Asset Management, LLC
Address: 4425 Ponce De Leon Blvd., Coral Gables, FL, 33146
Telephone: 305-854-8880

Bayview Asset Management, LLC is a large advisory firm based in Coral Gables. It manages $32.83 billion of regulatory assets for 39 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Florida.

Bayview Asset Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bayview Asset Management: assets under management

The assets under management (AUM) of Bayview Asset Management, LLC is $32.83 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 775% since the beginning of its operation, and $21.42 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $32.83 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $841.9 million each.

Bayview Asset Management has custody of $28.33 billion in cash and securities for 37 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bayview Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David Eric Quint serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of David Eric Quint is pooled investment vehicles with 38 clients and $31.83 billion of assets under management. Among the 6 most similar advisory firms, Bayview Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $32.83 billion for 39 clients. 62% of the firm’s clients are foreign persons or businesses.

Bayview Asset Management also advises several private funds. Namely, fourteen hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Bayview Asset Management, LLC

The company employs 269 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Eric Quint has been acting as President since 1 Jul 2008. Sean Bradley O'neil joined the executive team most recently as the Chief Financial Officer / Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Ertel	Chief executive officer / director	1 Jul 2008	50% - 75%	1890475
Brian Eric Bomstein	Chief legal officer / director	1 Jul 2008	Other	6025240
John Hopkins Fischer	Chief financial officer / director	1 Jul 2008	Other	6025242
Richard Thomas O'brien	Chief operational officer / director	1 Jul 2008	Other	6025243
Brett Evenson	Managing director	1 Jul 2008	Other	6025246
Stuart Waldman	Managing director	1 Jul 2008	Other	6025247
David Eric Quint	Director	1 Jul 2008	Other	2292994
L.P. Bayview Financial Holdings	Member	1 Jul 2008	50% - 75%	26-0328246
Robert Pondolfi	Chief compliance officer	1 Jul 2008	Other	6025245
Llc Biscayne One	Member	1 Oct 2008	25% - 50%	26-3172193
Llc Biscayne Two	Member	1 Oct 2008	Other	26-3177141
Chinh Edward Chu	Director	1 Oct 2008	Other	2041433
Martin Johannes Brand	Director	1 Jan 2009	Other	3136278
Nadim El Gabbani	Director	1 Mar 2009	Other	5376097
Arjun Ashok Shah	Director	1 Jul 2011	Other	5713924
Matthew Craig Miller	Managing director	1 Jul 2012	Other	2787643
Eli Andrew Nagler	Director	1 Sep 2012	Other	5171920
Brian Barry	Chief compliance officer	1 Oct 2012	Other	6131589
Carlos Portugal	Chief compliance officer	1 Nov 2014	Other	6419275
Carlos Manuel Portugal	Chief compliance officer	1 Nov 2014	Other	6419275
Llc Bayview Asset Management Holdings	Member	1 Feb 2015	50% - 75%	26-0328246
Sean Bradley O'neil	Chief financial officer / director	1 Apr 2016	Other	6631283

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Ertel	Shareholder	1 Dec 1994	75% - 100%	1890475
David Ertel	Shareholder	1 Dec 1997	50% - 75%	1890475
Nancy Hector	Shareholder	1 Dec 1997	25% - 50%	6025251
Bma V Uss L.L.C.	Member	1 Aug 2006	75% - 100%	20-5356041
Blackstone Management Associates V Uss L.L.C.	General partner	1 Apr 2007	Other	20-5356083
Bayview Financial Management Corp.	General partner	1 Jun 2007	Other	65-0802021
Blackstone Holdings Ii L.P.	Member	1 Jun 2007	50% - 75%	26-0288604
Blackstone Holdings I/Ii Gp Inc.	General partner	1 Jun 2007	Other	26-0238303
L.P. The Blackstone Group	Shareholder	1 Jun 2007	75% - 100%	20-8875684
Inc. Bftg Holding Company	Limited partner	1 Jul 2007	75% - 100%	59-2742556
Blackstone Rgis Capital Partners V L.P.	Member	1 Jul 2008	75% - 100%	20-8866363
Blackstone Rgis Capital Partners V Ac L.P.	Member	1 Jul 2008	75% - 100%	20-8857837
L.P. Bayview Financial Holdings	Member	1 Feb 2015	75% - 100%	26-0328246
Bayview Financial Management Corp.	Member	1 Feb 2015	Other	65-0802021

Based in Coral Gables

The principal office where Bayview Asset Management, LLC performs its advisory services is located at 4425 Ponce De Leon Blvd., Coral Gables, FL 33146, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-854-8880 or by fax 305-448-8130. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at bayviewassetmanagement.com.