Clutterbuck Capital Management LLC (Cleveland)

Clutterbuck Capital Management LLC is a large advisory firm based in Cleveland. It manages $91.73 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Ohio.

Clutterbuck Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clutterbuck Capital Management: assets under management

The assets under management (AUM) of Clutterbuck Capital Management LLC is $91.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 187% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $91.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.58 million each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio. Investments in pooled investment vehicles form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clutterbuck Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Clutterbuck Capital Management serves?

The only and largest group of clients of Clutterbuck Capital Management is pooled investment vehicles with 2 clients and $80.13 million of assets under management. Among the 6 most similar advisory firms, Clutterbuck Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $80.13 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Clutterbuck Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Clutterbuck Capital Management LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cf Managers Llc	Member	1 Mar 2006	75% - 100%	20-4552594
Robert Thomas Clutterbuck	Manager and chief compliance officer	1 Mar 2006	Other	801997

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
2006 Robert T. Clutterbuck Irrevocable Trust Dated April 7	Member	1 Mar 2006	25% - 50%	20-6899725
Kensington Oval Llc	Member, sole manager	1 Mar 2006	25% - 50%	20-4552514
Ty Thomas Clutterbuck	Trustee	1 Apr 2006	Other	2954312
Cf Founders Llc	Managing member	1 Sep 2012	25% - 50%	46-1202426
Kensington Oval Llc	Manager	1 Sep 2012	50% - 75%	20-4552514
Mai Wealth Advisors Llc	Member	1 Oct 2012	75% - 100%	109807
Llc Mai Capital Management	Member	1 Oct 2012	75% - 100%	109807

Based in Cleveland

The principal office where Clutterbuck Capital Management LLC performs its advisory services is located at 1360 E 9 Th Street, Cleveland, OH 44114 1737, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 216-539-1181 or by fax 216-803-1199. The normal business hours are 8:00 - 5:00 on Monday - Friday.