Applied Finance Advisors, LLC (San Antonio)

Name: Applied Finance Advisors, LLC
Address: 17806 Ih 10, San Antonio, TX, 78257
Telephone: 559-436-4270

Applied Finance Advisors, LLC is an investment adviser to an investment company based in San Antonio. It manages $198.73 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Texas.

Applied Finance Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Applied Finance Advisors: assets under management

The assets under management (AUM) of Applied Finance Advisors, LLC is $198.73 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $198.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $198.73 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Applied Finance Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Applied Finance Advisors serves?

The only and largest group of clients of Applied Finance Advisors is investment companies with 1 clients and $198.73 million of assets under management. Among the 11 most similar advisory firms, Applied Finance Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $198.73 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Applied Finance Advisors doesn't advise any private funds.

Careers at Applied Finance Advisors, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Dwain Jones	Chief compliance officer	1 Feb 2006	Other	2761758
Paul Donald Blinn	Managing member	1 Feb 2006	25% - 50%	1712551
Applied Finance Group. Ltd	Member	1 Feb 2006	75% - 100%	36-4044912
Rafael Resendes	Managing member	1 Feb 2006	Other	5121215
Daniel James Obrycki	Managing member	1 Feb 2006	Other	5121218

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rafael Resendes	Managing member	1 Jan 2004	50% - 75%	5121215
Daniel James Obrycki	Managing member	1 Jan 2004	50% - 75%	5121218

Based in San Antonio

The principal office where Applied Finance Advisors, LLC performs its advisory services is located at 17806 Ih 10, San Antonio, TX 78257, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 559-436-4270 or by fax 559-436-0956. The normal business hours are 9:00 am to 5:00 pm, eastern time on Monday - Friday. You can find more information about the New York firm at trtadvisors.com.