D.C. Capital Advisors, Limited (New York)

D.C. Capital Advisors, Limited is a large advisory firm based in New York. It manages $161.82 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

D.C. Capital Advisors, Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

D.C. Capital Advisors, Limited: assets under management

The assets under management (AUM) of D.C. Capital Advisors, Limited is $161.82 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $161.82 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $161.82 million each.

D.C. Capital Advisors, Limited has custody of $161.82 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay D.C. Capital Advisors, Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients D.C. Capital Advisors, Limited serves?

The only and largest group of clients of D.C. Capital Advisors, Limited is pooled investment vehicles with 1 clients and $161.82 million of assets under management. Among the 6 most similar advisory firms, D.C. Capital Advisors, Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $161.82 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

D.C. Capital Advisors, Limited also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at D.C. Capital Advisors, Limited

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Louis Dethy	President of registrant	1 Mar 1992	75% - 100%	1297364
Douglas Louis Dethy	General partner of d.c.r. partners, l.p.	1 Jun 1992	50% - 75%	1297364
L.P. Tinicum D.C.R.	General partner of d.c.r. partners, l.p.	1 Jun 1992	25% - 50%	11-3115134
Ann Erdmann Carmel	Chief compliance officer	1 Feb 2012	Other	201827

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Tinicum D.C.R.	General partner of tinicum d.c.r., l.p.	1 Jun 1992	Other	11-3115128

Based in New York

The principal office where D.C. Capital Advisors, Limited performs its advisory services is located at 800 Third Ave, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-446-9330 or by fax 212-750-9264. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday.