Trimaran Advisors, LLC (New York)


Trimaran Advisors, LLC is a large advisory firm based in New York. It manages $2.75 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

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Trimaran Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trimaran Advisors: assets under management

The assets under management (AUM) of Trimaran Advisors, LLC is $2.75 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 97% since the beginning of its operation, and $2.75 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $2.75 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $392.67 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Trimaran Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dominick Joseph Mazzitelli serves?

The only and largest group of clients of Dominick Joseph Mazzitelli is pooled investment vehicles with 7 clients and $2.75 billion of assets under management. Among the 10 most similar advisory firms, Trimaran Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $2.75 billion for 7 clients. 100% of the firm’s clients are foreign persons or businesses.

Trimaran Advisors also advises several private funds. Namely, seven securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $250,000.

Careers at Trimaran Advisors, LLC

The company employs 12 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Dominick Joseph Mazzitelli has been acting as President since 1 Dec 2012. Daniel Patrick Gilligan joined the executive team most recently as the Cco And Vp, Director Of Portfolio Administration.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Llc Hbk Caravelle Managing member 1 Jun 1998 75% - 100% 13-4082591
Dean Casper Kehler Managing director 1 Jun 1998 Other 1373444
Jay Robert Bloom Managing director 1 Jun 1998 Other 1352609
Llc Trimaran Fund Management Member 1 Jun 1998 Other 52-2189505
Dominick Joseph Mazzitelli Managing director 1 Dec 2005 Other 2558582
Alberto Nmn Robaina Chief compliance officer, general counsel 1 May 2007 Other 5683423
L.L.C. Commodore Holdings Direct owner 1 Feb 2012 75% - 100% 20-5951150
Daniel P Gilligan Vp, director of portfolio administration 1 Feb 2012 Other 5938138
Dean Casper Kehler Vice president 1 Feb 2012 Other 1373444
Jay Robert Bloom Vice president 1 Feb 2012 Other 1352609
Dominick Joseph Mazzitelli Vice president, portfolio manager 1 Feb 2012 Other 2558582
Emil Arthur Kratzman President 1 Feb 2012 Other 2774780
Michael I. Wirth Chief financial officer 1 Feb 2012 Other 5265911
Dominick Joseph Mazzitelli President 1 Dec 2012 Other 2558582
Jill Simeone General counsel and chief compliance officer 1 Aug 2013 Other xxx-xx-xxxx
James Joseph O'keefe Vp of trimaran advisors, llc and trimaran advisors management, llc 1 Mar 2015 Other 6471074
Daniel Patrick Gilligan Cco and vp, director of portfolio administration 1 Jan 2016 Other 5938138
Daniel P Gilligan Cco and vp, director of portfolio administration 1 Jan 2016 Other 5938138

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jay Robert Bloom Member 1 Jul 1999 50% - 75% 1352609
Dean Casper Kehler Member 1 Jul 1999 50% - 75% 1373444
Inc. Kcap Financial Direct owner 1 Feb 2012 75% - 100% 20-5951150
Kohlberg Capital Corporation Direct owner 1 Feb 2012 75% - 100% 20-5951150

Based in New York

The principal office where Trimaran Advisors, LLC performs its advisory services is located at 295 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-455-8300 or by fax 212-983-7654. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at trimaranadvisors.com/.