Alic Investment Advisors, Inc. (Atlanta)

Name: Alic Investment Advisors, Inc.
Address: Herndon Plaza, Atlanta, GA, 30303
Telephone: 404-232-8800

Alic Investment Advisors, Inc. is a large advisory firm based in Atlanta. It manages $53.87 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Georgia.

Alic Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alic Investment Advisors: assets under management

The assets under management (AUM) of Alic Investment Advisors, Inc. is $53.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $53.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.47 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Alic Investment Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Alic Investment Advisors, Inc.

Ronald Lee Brown has been acting as President since 1 Mar 2004. Kenneth Richard Holley has served as the Chief Investment Officer since 1 Jan 2002. Randell Alfredine Cain joined the executive team most recently as the Portfolio Manager/Analyst.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marianne Spraggins	Chief executive officer and common stockholder	1 Jun 2000	Other	4437178
Inc. Atlanta Life Financial Group	Common stockholder	1 Apr 2001	75% - 100%	58-2618806
Marianne Spraggins	Chief executive officer and common stockholder	1 Jun 2001	Other	4437178
Kenneth Richard Holley	Chief investment officer	1 Jan 2002	Other	1755084
Drake John Craig	Portfolio manager/analyst	1 Jan 2002	Other	1984014
Randell Alfredine Cain	Portfolio manager/analyst	1 Jun 2002	Other	4661423
Ronald Lee Brown	Chief executive officer/president	1 Mar 2004	Other	4778948

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Alonzo F. And Norris B. Herndon Foundation	Common stockholder	1 May 2001	50% - 75%	58-6036028

Based in Atlanta

The principal office where Alic Investment Advisors, Inc. performs its advisory services is located at Herndon Plaza, Atlanta, GA 30303, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-232-8800 or by fax 404-232-8815. The normal business hours are 8:30m-5:30pm on Monday - Friday. You can find more information about the New York firm at www.buildingourwealth.com.