Silvant Capital Management LLC (Atlanta)

Name: Silvant Capital Management LLC
Address: 3333 Piedmont Road, Ne, Atlanta, GA, 30305
Telephone: 404-845-7640

Silvant Capital Management LLC is a large advisory firm based in Atlanta. It manages $747.57 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Silvant Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Silvant Capital Management: assets under management

The assets under management (AUM) of Silvant Capital Management LLC is $747.57 million. The firm's AUM has gone down by -86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $519.38 million in discretionary accounts and $228.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $228.19 million.

Investments

The firm invests in exchange traded securities the most. They account for 82% of the total AUM. The second-largest asset type is government bonds, which make up 12% of the firm’s portfolio. Investments in investment and business development companies form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Silvant Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Silvant Capital Management serves?

The firm provides services to investment companies and charitable organizations. The largest group of clients of Silvant Capital Management is investment companies with 1 clients and $121.14 million of assets under management. Among the 8 most similar advisory firms, Silvant Capital Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $191.1 million for 8 clients. None of the firm’s clients are foreign persons or businesses.

Silvant Capital Management doesn't advise any private funds.

Careers at Silvant Capital Management LLC

The company employs 8 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Chris Guinther has served as the Chief Investment Officer since 1 Jan 2008 and Ashi Sarvabhaum Parikh is the Chief Executive Officer of Silvant Capital Management LLC family office. Inc. Virtus Partners joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ridgeworth Capital Management Llc	Managing member	1 Dec 2007	75% - 100%	107346
Llc Virtus Fund Advisers	Managing member	1 Dec 2007	75% - 100%	107346
Trusco Capital Management Inc	Parent company	1 Dec 2007	75% - 100%	107346
Inc. Ridgeworth Capital Management	Managing member	1 Dec 2007	75% - 100%	107346
Ashi Sarvabhaum Parikh	Chief executive officer	1 Jan 2008	Other	2682750
Chris Guinther	Chief investment officer	1 Jan 2008	Other	2583504
John Howard Stebbins	Chief financial officer	1 Jan 2008	Other	4774615
Ashi Parikh	Chief executive officer	1 Jan 2008	Other	2682750
Patrick Anthony Paparelli	Chief compliance officer	1 Jan 2008	Other	4778194
Ashi Sarvabhoum Parikh	Chief executive officer	1 Jan 2008	Other	2682750
Josie Clemons Rosson	Chief compliance officer	1 Dec 2010	Other	2594085
William Aitken Turner	Chief administrative officer	1 Jan 2011	Other	2503712
Marc Hall Schneidau	Chief operating officer	1 Mar 2011	Other	5902152
George Michael Way	C0-chief operating officer	1 May 2014	Other	4609124
Robert Michael Zakem	General counsel	1 May 2014	Other	2252413
Marc Hall Schneidau	Co-chief operating officer	1 May 2014	Other	5902152
Michael Anthony Sansoterra	Chief investment officer	1 May 2015	Other	4485381
George Robert Aylward	Chief executive officer	1 Jun 2017	Other	4932163
Michael Aaron Angerthal	Executive vice president, chief financial officer	1 Jun 2017	Other	5632934
Mark Stephen Flynn	Executive vice president, general counsel and secretary	1 Jun 2017	Other	5941225
Inc. Virtus Partners	Shareholder	1 Jan 2018	75% - 100%	95-4191764

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Suntrust Banks	Parent company	1 Nov 1984	75% - 100%	58-1575035
Inc. Virtus Investment Partners	Sole shareholder	1 Nov 2008	75% - 100%	26-3962811
Inc. Virtus Investment Partners	Sole shareholder	1 Dec 2008	75% - 100%	26-3962811
Space Intermediate Llc	Member	1 Nov 2013	75% - 100%	46-5353034
Ridgeworth Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
L.P. Lightyear Fund Iii Aiv 2	Member; majority interest holder of class a-1 units	1 Nov 2013	50% - 75%	46-2885233
Virtus Intermediate Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
Space Acquisition Co. Llc	Member	1 May 2014	75% - 100%	46-5328256
Inc. Virtus Partners	Sole member	1 Jun 2017	75% - 100%	95-4191764

Based in Atlanta

The principal office where Silvant Capital Management LLC performs its advisory services is located at 3333 Piedmont Road, Ne, Atlanta, GA 30305, which is also the mailing address of the firm. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-845-7640 or by fax 404-845-7692. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at silvantcapital.com.