Citigroup First Investment Management Americas LLC (New York)

Citigroup First Investment Management Americas LLC is a related adviser based in New York. It has been registered with the SEC as an adviser since 2012.

Citigroup First Investment Management Americas provides no clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Citigroup First Investment Management Americas LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Citigroup First Investment Management Americas LLC

Anila Patel has been acting as President since 1 Jan 2012. Edward Raymond Arnold joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rachel Eva Stine	Director, corporate secretary	1 Jan 2011	Other	4072886
Donald Bendernagel	Secretary and general counsel	1 Apr 2011	Other	5928479
Niaz Haider	Chairman, chief investment officer and director	1 Apr 2011	Other	4943771
Patricia Lynn Hogan	President and director	1 Apr 2011	Other	4686778
Citigroup Financial Products Inc.	Sole member	1 Apr 2011	75% - 100%	13-32040203
Fiona J Hill Samuel	Vice president	1 Apr 2011	Other	5329246
Michael Allan Koplowitz	Chief compliance officer and senior vice president	1 Apr 2011	Other	2956839
Oscar Enrique Loynaz	Chairman, chief investment officer and managing director	1 Apr 2011	Other	4830964
Bernard Wasserman	Director	1 Sep 2011	Other	3016508
Anila Patel	Director	1 Jan 2012	Other	4795354
Ardavan Nozari	Director, cfo	1 Jan 2012	Other	1574103
Christian Laurent Baude	Portfolio manager	1 Jun 2013	Other	4248661
Victor C Spadafora	Treasurer	1 Jun 2013	Other	1761163
Stephen David Clancy	Portfolio manager	1 Jun 2013	Other	3268395
Edward Raymond Arnold	Chief compliance officer	1 Nov 2013	Other	1876464

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Citigroup Inc.	100% shareholder	1 Nov 1997	75% - 100%	52-1568099
Citigroup Global Markets Holdings Inc.	100% shareholder	1 Sep 1998	75% - 100%	11-2418067

Based in New York

The principal office where Citigroup First Investment Management Americas LLC performs its advisory services is located at 388 Greenwich Street, New York, NY 10013, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.