Mos Capital, Inc (Norfolk)

Name: Mos Capital, Inc
Address: 500 E. Main St., Norfolk, VA, 23510
Telephone: 757-222-3710

Mos Capital, Inc is a large advisory firm based in Norfolk. It manages $137.97 million of regulatory assets for 303 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Oregon, Texas, and Virginia.

Mos Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and fixed-income research. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mos Capital: assets under management

The assets under management (AUM) of Mos Capital, Inc is $137.97 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 411% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $137.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $455.34 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 47% of the total AUM. The second-largest asset type is investment and business development companies, which make up 34% of the firm’s portfolio. Investments in cash and cash equivalents form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mos Capital, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mos Capital serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Mos Capital is high net worth individuals with 60 clients and $122.99 million of assets under management. Among the 10 most similar advisory firms, Mos Capital has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $137.5 million for 120 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mos Capital doesn't advise any private funds.

Careers at Mos Capital, Inc

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

William Franklin Moore joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Franklin Moore	President, chief compliance officer, chief executive officer, chief financial officer, chief legal officer, chief operations off	1 Jul 2000	75% - 100%	1927182
Richard Thomas Shropshire	Chief executive officer	1 Jul 2000	25% - 50%	2726026
William Franklin Moore	Chief compliance officer	1 Mar 2004	75% - 100%	1927182

Based in Norfolk

The principal office where Mos Capital, Inc performs its advisory services is located at 500 E. Main St., Norfolk, VA 23510 The mailing address of the firm is 13092 Nw Logie Trail, Hillsboro, OR 97124 8151. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 757-222-3710 or by fax 757-222-3720. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at moscapital.com.