Iii Capital Managment (Boca Raton)

Name: Iii Capital Managment
Address: 777 Yamato Road, Boca Raton, FL, 33431
Telephone: 561-544-4400

Iii Capital Managment is a large advisory firm based in Boca Raton. It manages $23.97 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2015.

Iii Capital Managment provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Iii Capital Managment: assets under management

The assets under management (AUM) of Iii Capital Managment is $23.97 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $23.97 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $856.2 million each.

Iii Capital Managment has custody of $2.39 billion in cash and securities for 20 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Iii Capital Managment for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Iii Capital Managment

Yelena Anuar joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Marathon Financial	General partner	1 Apr 1994	Other	88-0319260
Inc. Valance Co.	General partner	1 Apr 1994	Other	88-0292589
Inc. Wallner Co.	General partner	1 Apr 1994	Other	88-0292590
Scott Lawrence Wyler	Chief compliance officer; secretary/treasurer of gp entities	1 Feb 1999	Other	2869488
William Patrick Mccauley	Chief executive officer	1 Feb 1999	Other	818540
Helios Llc	General partner	1 Jul 2003	Other	75-3026371
Adlex Llc	General partner	1 Dec 2003	Other	20-0489272
Llc Taylor Pepper	General partner	1 Jan 2005	Other	11-3736947
Llc Brynford	General partner	1 Jan 2009	Other	80-0337715
Llc Waverely	General partner	1 Jan 2011	Other	27-4445127
Llc Verdandi	General partner	1 Jan 2013	Other	46-1648985
Inc. Mobilou	General partner	1 Jan 2013	Other	38-3884324
Llc Stollery	General partner	1 Jan 2014	Other	46-4242369
Yelena Anuar	Chief financial officer	1 Jul 2014	Other	6253705

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Clifford George Viner	Shareholder/owner	1 Feb 1992	75% - 100%	715977
Michael Lloyd Reger	Shareholder/owner	1 Dec 1992	75% - 100%	1591432
Warren Bruce Mosler	Shareholder/owner	1 Apr 1994	75% - 100%	824921
William Patrick Mccauley	Shareholder/owner	1 Mar 2002	75% - 100%	818540
Garth Friesen	Shareholder/owner	1 Dec 2003	75% - 100%	2534898
Robert Andrew Printz	Shareholder/owner	1 Dec 2004	75% - 100%	2348404
Francis Dominic Feeney	Shareholder/owner	1 Jan 2009	75% - 100%	1704438
Lester Noel Coyle	Owner/shareholder	1 Jan 2011	75% - 100%	4727659
Scott Lawrence Wyler	Shareholder/owner	1 Jan 2013	75% - 100%	2869488
Thomas Rolf Olofsson	Shareholder/owner	1 Jan 2013	75% - 100%	3244639
Deep Kumar	Shareholder/owner	1 Jan 2014	75% - 100%	4417687

Based in Boca Raton

The principal office where Iii Capital Managment performs its advisory services is located at 777 Yamato Road, Boca Raton, FL 33431, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-544-4400 or by fax 561-544-4433. The normal business hours are 6 am to 3 pm on Monday - Friday. You can find more information about the New York firm at iiicm.com.