Structured Portfolio Management LLC (Stamford)


Structured Portfolio Management LLC is a large advisory firm based in Stamford. It manages $614.68 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Structured Portfolio Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Structured Portfolio Management: assets under management

The assets under management (AUM) of Structured Portfolio Management LLC is $614.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1631% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $614.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $204.89 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Structured Portfolio Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Structured Portfolio Management LLC

Jenelle Scanlon joined the executive team most recently as the Compliance Officer/Assistant Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Donald Ian Brownstein Chief executive officer 1 Mar 1997 25% - 50% 4364423
Christopher Russell Chief operating officer 1 Mar 1997 Other 4364432
L.L.C. Upper Shad Associates Member/manager 1 Mar 1997 50% - 75% 13-3921476
Yong Liu Sr. vice president - mortgage 1 Jun 1997 Other 4364438
Ronald Warren Sellers Member of management committee 1 Jan 2000 Other 1474762
William Sydney Cook Member of management committee 1 Jan 2000 Other 2895859
L.L.C. Atlantic Asset Management Owner/member/manager 1 Jan 2000 25% - 50% 22-3484717
Inc. Aegon Usa Investment Management Member/manager 1 Jan 2000 Other 42-1333264
Monumental Life Insurance Company Member/manager 1 Jan 2000 Other 42-1333264
Jeffrey Kong Sr. vice president - trading 1 Mar 2000 Other 1653091
Jenelle Scanlon Compliance officer/assistant vice president 1 Mar 2004 Other 4761996

Indirect Owners

The SEC currently registers 19 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ronald Warren Sellers President, ceo, principal management, member 1 Jun 1996 25% - 50% 1474762
Donald Ian Brownstein Managing member 1 Oct 1996 50% - 75% 4364423
Ibj Whitehall Bank & Trust Company Member/shareholder 1 Jul 1999 25% - 50% 13-5375195
Ltd. Industrial Bank Of Japan 100% owner of ibj whitehall bank & trust company 1 Jul 1999 75% - 100% 00-0000000
Inc. Mizuho Holdings 100% owner of industrial bank of japan, ltd. 1 Jul 1999 75% - 100% 00-0000000
Mizuho Corporate Bank (Usa) Owner 1 Jul 1999 75% - 100% xxx-xx-xxxx
Mizuho Corporate Bank Ltd. Owner 1 Jan 2001 75% - 100% xxx-xx-xxxx
Inc. Mizuho Holdings Owner 1 Jan 2001 75% - 100% xxx-xx-xxxx
Inc. Mizuho Financial Group Owner 1 Jan 2001 75% - 100% xxx-xx-xxxx
Lp Putnam Lovell Equity Partners Owner 1 Jun 2003 25% - 50% 95-4802256
Putnam Lovell Equity Advisors Llc General partner 1 Jun 2003 Other 95-4802253
Services Depot Cdpq Us Inc Limited partner 1 Jun 2003 25% - 50% 00-0000000
Pf Insurance Company Limited partner 1 Jun 2003 25% - 50% 39-0989781
Putnam Lovell Capital Partners Inc. Managing member 1 Jun 2003 75% - 100% 95-4653753
Putnam Lovell Group Inc. Sole shareholder 1 Jun 2003 75% - 100% 95-3283346
National Bank Of Canada Sole shareholder 1 Jun 2003 75% - 100% 00-0000000
Caisse Depot El Placement Du Quebec Shareholder 1 Jun 2003 75% - 100% 00-0000000
Aegon Usa Inc. Shareholder 1 Jun 2003 75% - 100% 42-1310237
Aegon N.V. Shareholder 1 Jun 2003 75% - 100% 00-0000000

Based in Stamford

The principal office where Structured Portfolio Management LLC performs its advisory services is located at Clearwater House, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-351-2870 or by fax 203-351-2879. The normal business hours are 8:00am-6:00pm on Monday - Friday.