Envestnetpmc, Inc. (Chicago)

Name: Envestnetpmc, Inc.
Address: 35 East Wacker Drive, Ste. 1600, Chicago, IL, 60601 2206
Telephone: 312-827-2800

Envestnetpmc, Inc. is a large advisory firm based in Chicago. It manages $999.53 million of regulatory assets for 3,318 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Envestnetpmc provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Envestnetpmc: assets under management

The assets under management (AUM) of Envestnetpmc, Inc. is $999.53 million. The firm's AUM has grown by 2338% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $917.04 million in discretionary accounts and $82.49 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $329.63 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $153.9 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Envestnetpmc, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Envestnetpmc, Inc.

John Robert Merrell has been acting as President since 1 Sep 2001. Dale Joseph Seier joined the executive team most recently as the Controller.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The Envestnet Group	Shareholder	1 May 2000	75% - 100%	36-4368834
James Winfield Lumberg	Vice president and managing director	1 May 2000	Other	2162416
Linda Ann Bercher	Vice president	1 May 2000	Other	729450
Judson Taft Bergman	Chairman, ceo and director	1 May 2001	Other	1175054
Stephen Patrick Lavey	Vice president, cfo, treasurer, managing director and director	1 Sep 2001	Other	4199309
Brandon Rockwell Thomas	Vice president, chief investment officer managing director and secretary	1 Sep 2001	Other	2071577
Tania Hanford Neild	Vice president, managing director and chief technology officer	1 Sep 2001	Other	4380333
Dottie Mae Demark	Vice president and chief compliance officer	1 Sep 2001	Other	1250802
John Robert Merrell	President	1 Sep 2001	Other	1240246
William C. Crager	Executive vice president and managing director	1 Sep 2001	Other	4451682
Thomas Toku Yanari	Senior vice president	1 Sep 2001	Other	1631099
Tracy Denise Benge	Compliance officer	1 Jan 2002	Other	2300141
Shelly Ann Starr	Vice president, general counsel	1 Mar 2002	Other	4520223
Eric Bruce Fowler	Senior vice president	1 Apr 2002	Other	2366729
John H Macilwaine	Sr vp and chief technology officer	1 Jun 2002	Other	3254216
James William Rosenberger	Vp finance, treasurer	1 Jul 2002	Other	4395647
George Luis Alvin	Compliance officer	1 Sep 2002	Other	3059817
Jr. William Vito Rubino	Chief operating officer	1 Nov 2002	Other	4732182
Dale Joseph Seier	Controller	1 Jun 2003	Other	2441308

Based in Chicago

The principal office where Envestnetpmc, Inc. performs its advisory services is located at 35 East Wacker Drive, Ste. 1600, Chicago, IL 60601 2206, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-827-2800 or by fax 312-827-2801. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.envestnetpmc.com.