Autumn Glory Partners, LLC (Dallas)

Autumn Glory Partners, LLC is a large advisory firm based in Dallas. It manages $297.76 million of regulatory assets for 122 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Oklahoma and Texas.

Autumn Glory Partners provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Autumn Glory Partners: assets under management

The assets under management (AUM) of Autumn Glory Partners, LLC is $297.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $297.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.44 million each.

Autumn Glory Partners has custody of $23.48 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 44% of the total AUM. The second-largest asset type is state and local bonds, which make up 18% of the firm’s portfolio. Investments in cash and cash equivalents form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Autumn Glory Partners, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Autumn Glory Partners serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Autumn Glory Partners is high net worth individuals with 10 clients and $274.13 million of assets under management. Among the 10 most similar advisory firms, Autumn Glory Partners has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $297.76 million for 19 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Autumn Glory Partners doesn't advise any private funds.

Careers at Autumn Glory Partners, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jacquelyn Irwin Revocable Trust	Member	1 Jul 2012	Other	xxx-xx-xxxx
Penny Lou Adamson Rev Trust	Member	1 Jul 2012	Other	6792252
Penny L Adamson Rev Trust	Member	1 Jul 2012	Other	6792252
Peter (Nmn) Adamson	Ceo	1 Jan 2017	Other	1360
Peter Adamson Iii Rev Trust	Managing member	1 Jan 2017	50% - 75%	xxx-xx-xxxx
Peter Jonathan Adamson	Member	1 Jan 2017	Other	4592142
Peter Adamson	Chief compliance officer	1 Jan 2017	Other	1360
Peter Jonathan Adamson	Chief compliance officer, member	1 Jan 2018	Other	4592142

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Peter (Nmn) Adamson	Trustee	1 Jan 1988	75% - 100%	1360
Penny Lou Adamson	Trustee	1 Jan 1988	75% - 100%	xxx-xx-xxxx
Peter (Nmn) Adamson	Trustee	1 Jan 1998	75% - 100%	1360
Peter Adamson	Trustee	1 Jan 1998	50% - 75%	1360
Penny Lou Adamson	Trustee	1 Jan 1998	75% - 100%	xxx-xx-xxxx
Jacquelyn Ida Irwin	Trustee	1 Jul 2012	75% - 100%	1475287
Penny Lou Adamson	Trustee	1 Jul 2012	75% - 100%	xxx-xx-xxxx
Penny L. Adamson	Trustee	1 Jul 2012	75% - 100%	xxx-xx-xxxx
Jacquelyn Ida Irwin	Trustee	1 Apr 2014	75% - 100%	1475287

Based in Dallas

The principal office where Autumn Glory Partners, LLC performs its advisory services is located at 5949 Sherry Lane, Dallas, TX 75225, which is also the mailing address of the firm. An additional office of the firm is in Tulsa, OK. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-935-5642. The normal business hours are 9:00 am to 3:30 pm on Monday - Friday.