Gunnallen Financial, Inc (Tampa)

Name: Gunnallen Financial, Inc
Address: 5002 West Waters Ave, Tampa, FL, 33634 1313
Telephone: 813-282-0808

Gunnallen Financial, Inc is a large advisory firm based in Tampa. It manages $219.24 million of regulatory assets for 1,453 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Gunnallen Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Gunnallen Financial: assets under management

The assets under management (AUM) of Gunnallen Financial, Inc is $219.24 million. The firm's AUM has grown by 689% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $85.72 million in discretionary accounts and $133.52 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.82 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $155.8 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gunnallen Financial, Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gunnallen Financial, Inc

Donald James Gunn has been acting as President since 1 Nov 1997. David Charles Levine joined the executive team most recently as the Evp, Capital Strategies.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
National Partnership	Shareholder	1 Jan 1986	75% - 100%	59-2450187
Gunnallen Holdings	Shareholder	1 Jan 1986	75% - 100%	59-2450187
Inc. Gunnallen Holdings	Shareholder	1 Jan 1986	75% - 100%	59-2450187
Richard Allen Frueh	Ceo	1 Nov 1997	Other	1071715
Donald James Gunn	President	1 Nov 1997	Other	1442917
Robert Kevin Savage	Exec. officer	1 Nov 1997	Other	2499123
Bradley Allen Fay	Secretary/cfo	1 Nov 1997	Other	1784060
Scott Wayne Powell	Director	1 Oct 2002	Other	2764902
Dave Myron Mccoy	Director	1 Oct 2002	Other	1386650
Stephen Irvin Iv Saunders	Chief compliance officer	1 Oct 2002	Other	2873747
Richard Mark Nummi	Chief compliance officer	1 Jun 2003	Other	2540066
Jed Brayter Trosper	Cfo	1 Jul 2004	Other	xxx-xx-xxxx
Frederick Oscar Jr Kraus	Evp, director of supervision	1 Jan 2005	Other	1393886
Bradley Allen Fay	Director	1 Mar 2005	Other	1784060
Jed Brayter Trosper	Director	1 Mar 2005	Other	xxx-xx-xxxx
Declan Edward Obeirne	Cfo, finop	1 Mar 2005	Other	2889941
Jed Brayton Trosper	Director	1 Mar 2005	Other	xxx-xx-xxxx
Richard Mark Nummi	Evp	1 Jul 2005	Other	2540066
Marc Ellis	Chief compliance officer, svp	1 Jul 2005	Other	2162526
Barry P Toole	Srop	1 Jul 2005	Other	3142901
Scott Wayne Powell	Svp of retail services	1 Aug 2005	Other	2764902
David Charles Levine	Svp of financial services	1 Aug 2005	Other	xxx-xx-xxxx
Kevin Christian Daniels	Svp if tradung	1 Aug 2005	Other	xxx-xx-xxxx
Russell William Wolter	Scrop, crop	1 Oct 2005	Other	2389057
David Howard Jarvis	General counsel	1 Jun 2006	Other	1593918
Christopher Lee Frankel	Chief operating officer	1 Jun 2006	Other	1756659
Dean Garrett Tanella	Executive vice president, captial markets group	1 Jul 2006	Other	1229108
Frederick Oscar Jr Kraus	Evp, dir of supervision, cfo, finop	1 Oct 2008	Other	1393886
Richard Allen Frueh	President	1 Feb 2009	Other	1071715
Kevin Christian Daniels	Evp of trading, chief compliance officer	1 Feb 2009	Other	2041956
Gordon Henry Loetz	Ceo	1 Feb 2009	Other	841730
David Charles Levine	Evp, capital strategies	1 Sep 2009	Other	2569418
Frederick Oscar Jr Kraus	President, cfo, finop	1 Sep 2009	Other	1393886
Frank John Mcpartland	Svp, director of operations	1 Sep 2009	Other	330284

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Allen Frueh	Shareholder	1 Mar 1997	50% - 75%	1071715
Donald James Gunn	Shareholder	1 Mar 1997	25% - 50%	1442917
Donald James Jr Gunn	Shareholder	1 Mar 1997	Other	1442917
Gunnallen Holdings	Shareholder	1 Apr 1997	75% - 100%	59-3427440
Llc Gah Holdings	Shareholder of preferred series c equity	1 Nov 2008	75% - 100%	26-3537566
Llc Hyde Park Equity Investments	Shareholder of gah holdings, llc equity	1 Nov 2008	50% - 75%	20-2168325
John H. Sykes	Shareholder of gah holdings, llc equity	1 Nov 2008	75% - 100%	xxx-xx-xxxx

Based in Tampa

The principal office where Gunnallen Financial, Inc performs its advisory services is located at 5002 West Waters Ave, Tampa, FL 33634 1313, which is also the mailing address of the firm. An additional office of the firm is in Farmingdale, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 813-282-0808 or by fax 813-569-2572. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.gunnallen.com.