Santa Barbara ALPha Strategies (Santa Barbara)

Name: Santa Barbara ALPha Strategies
Address: 24 El Paseo Bldg., Santa Barbara, CA, 93101
Telephone: 805-963-2661

Santa Barbara ALPha Strategies is an adviser based in Santa Barbara. It manages $1.35 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Santa Barbara ALPha Strategies provides portfolio management for closed pooled investment vehicle that holds only sidepocked illiquid investments. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Santa Barbara ALPha Strategies: assets under management

The assets under management (AUM) of Santa Barbara ALPha Strategies is $1.35 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $674.24 thousand each.

Santa Barbara ALPha Strategies has custody of $1.35 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Santa Barbara ALPha Strategies for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Santa Barbara ALPha Strategies

Steven Michael Rideout has been acting as President since 1 May 2001. Justin Joseph Pawl joined the executive team most recently as the Vice President, Analyst.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Patrick Mccormack	President, chief executive officer, chief financial officer, chairman of the board, sole shareholder and cco	1 Aug 1997	75% - 100%	1714984
Steven Michael Rideout	Director	1 May 2001	Other	4405416
Curtis Jon Pabst	Secretary and director	1 Feb 2002	Other	1037227
Steven Michael Rideout	Director	1 May 2005	Other	4405416
Jesse Jon Redmond	Managing director	1 May 2005	Other	2987584
Justin Joseph Pawl	Vice president, analyst	1 Oct 2005	Other	3217488

Based in Santa Barbara

The principal office where Santa Barbara ALPha Strategies performs its advisory services is located at 24 El Paseo Bldg., Santa Barbara, CA 93101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-963-2661 or by fax 805-568-5321. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.sbalpha.com.