Glenwood Capital Investments, L.L.C. (Chicago)

Glenwood Capital Investments, L.L.C. is a large advisory firm based in Chicago. It manages $5.72 billion of regulatory assets for 42 client accounts. It has been registered with the SEC as an adviser since 2001.

Glenwood Capital Investments, L.L.C provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Glenwood Capital Investments, L.L.C: assets under management

The assets under management (AUM) of Glenwood Capital Investments, L.L.C. is $5.72 billion. The firm's AUM has grown by 163% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $691.53 million in discretionary accounts and $5.02 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.4 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $218.42 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Glenwood Capital Investments, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Glenwood Capital Investments, L.L.C.

Frank Carter Meyer has been acting as President since 1 Jul 1998. Michael Jawor has served as the Chief Investment Officer since 1 Jul 2007. John Rowsell joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frank Carter Meyer	Chairman	1 Jul 1998	Other	1231392
Ross Steven Laser	President	1 Jul 1998	Other	2353109
Christophe Brown	Vice president	1 Jul 1998	Other	1859198
Alicia Derrah	Cfo	1 Jul 1998	Other	2408556
Alicia Borst Derrah	Chief financial officer/secretary	1 Jul 1998	Other	2408556
Man Glenwood Inc.	Sole member	1 Sep 2000	75% - 100%	06-1594197
Richard Talbot Gray	Vice president	1 Nov 2000	Other	4425963
David Jonathan Gordon	Vp	1 Sep 2001	Other	4557263
Shelley Ann Mulconrey	Vp	1 Sep 2001	Other	4557269
Susanne Berger Rutherford	Vice president investor relations	1 Jun 2002	Other	4348404
Yuichi Hoshino	Vice president investor relations	1 Dec 2002	Other	2402295
Alan Robert Tucker	Vice president and chief operating officer	1 Jan 2003	Other	4633159
Steven Zoric	Chief legal and compliance officer/secretary	1 Jan 2003	Other	4074487
James William Rosenberger	Vice president	1 Jul 2003	Other	4395647
John Rowsell	President	1 Oct 2003	Other	2717830
Rhowena B Blank	Vice president/head of operations	1 Jun 2005	Other	2154625
Patrick James Kenary	Head of research and product development	1 Aug 2005	Other	2085617
David Edward Kuenzi	Vice president and head of risk management and quantitative research	1 Sep 2005	Other	2682651
Michael Jawor	Chief investment officer	1 Jul 2007	Other	5388108
Brenda Kaye Fournier	Chief compliance officer	1 Nov 2007	Other	1850332
Keith John Kendrick	Chief compliance officer	1 Jan 2008	Other	4664863
Leslie J. Osborn	Chief compliance officer	1 Apr 2008	Other	4580474
John Rowsell	Managing director	1 Jul 2009	Other	2717830
Anthony Michael Lawler	Co-head of portfolio management	1 Jul 2009	Other	2907401
Lance Ari Donenberg	Head of market intelligence	1 Jul 2009	Other	4143834
Rupert Rossander	Chief operating officer	1 Jul 2009	Other	5689264

Indirect Owners

The SEC currently registers 18 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Man Group Plc	Shareholder	1 Nov 1994	75% - 100%	foreign entity
E D & F Man Investments Bv	Shareholder	1 Mar 1999	75% - 100%	foreign entity
Man Investments Bv	Shareholder	1 Mar 1999	75% - 100%	foreign entity
E.D. & F. Man Investments Bv	Shareholder	1 Mar 1999	75% - 100%	foreign entity
Factornew Limited	Shareholder	1 Feb 2000	75% - 100%	foreign entity
E D & F Man Cocoa Investments Limited	Shareholder	1 Feb 2000	75% - 100%	foreign entity
Man Group Holdings Limited	Shareholder	1 Feb 2000	75% - 100%	foreign entity
Man Group Usa Inc.	Shareholder	1 Jun 2000	75% - 100%	13-1962847
Man Investment Products Holdings Inc.	Shareholder	1 Oct 2000	75% - 100%	13-4049528
Man Investments Holdings Inc.	Shareholder	1 Oct 2000	75% - 100%	13-4049528
Man Group Holdings Limited	Shareholder	1 Jun 2004	75% - 100%	foreign entity
Man Group Investments Limited	Shareholder	1 Jun 2004	75% - 100%	foreign
E.D. & F. Man Investments Bv	Shareholder	1 Aug 2006	75% - 100%	foreign entity
Man Group Plc	Shareholder	1 Aug 2006	75% - 100%	foreign entity
Man Investments Usa Holdings Inc.	Shareholder	1 Aug 2006	75% - 100%	98-0503332
Man Group Uk Limited	Shareholder	1 Aug 2006	75% - 100%	foreign
Man Group Uk Limited	Shareholder	1 Nov 2007	75% - 100%	foreign
Man Ultraviolet Limited	Shareholder	1 Nov 2007	75% - 100%	foreign

Based in Chicago

The principal office where Glenwood Capital Investments, L.L.C. performs its advisory services is located at 123 North Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-881-6500 or by fax 312-881-6501. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.