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Forum Mortgage Advisors LLC (Stamford)


Forum Mortgage Advisors LLC is a related adviser based in Stamford. It manages $12 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Connecticut, and New York.

Forum Mortgage Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Forum Mortgage Advisors: assets under management

The assets under management (AUM) of Forum Mortgage Advisors LLC is $12 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Forum Mortgage Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Russell Christopher Platt Member of the governance committee 1 Jun 2002 25% - 50% 1567825

Based in Stamford

The principal office where Forum Mortgage Advisors LLC performs its advisory services is located at 68 Southfield Avenue, Stamford, CT 06902, which is also the mailing address of the firm. An additional office of the firm is in Manhattan Beach, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-921-0357 or by fax 203-921-0358. The normal business hours are 9-5 on Monday - Friday.


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