Finley Financial, LLC (Mcminnville)

Name: Finley Financial, LLC
Address: 1709 Ne 27 Th Street, Mcminnville, OR, 97128
Telephone: 503-474-3535

Finley Financial, LLC is a large advisory firm based in Mcminnville. It manages $126.52 million of regulatory assets for 323 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Oregon.

Finley Financial provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Finley Financial: assets under management

The assets under management (AUM) of Finley Financial, LLC is $126.52 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 301% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $126.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $391.7 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Finley Financial, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Finley Financial serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Finley Financial is high net worth individuals with 52 clients and $87.66 million of assets under management. Among the 11 most similar advisory firms, Finley Financial has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $126.52 million for 111 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Finley Financial doesn't advise any private funds.

Careers at Finley Financial, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jason Donald Finley	Member	1 Apr 2004	75% - 100%	2686780
Jason Donald Finley	Chief compliance officer/member	1 Sep 2004	75% - 100%	2686780

Based in Mcminnville

The principal office where Finley Financial, LLC performs its advisory services is located at 1709 Ne 27 Th Street, Mcminnville, OR 97128, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 503-474-3535. The normal business hours are by appointment on Other. You can find more information about the New York firm at finleyfinancial.com/.