Inverdale Capital Management, LLC (Dallas)

Name: Inverdale Capital Management, LLC
Address: 100 Crescent Court, Dallas, TX, 75201
Telephone: 214.871.2900

Inverdale Capital Management, LLC is a large advisory firm based in Dallas. It manages $172.05 million of regulatory assets for 62 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Georgia, and Texas.

Inverdale Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Inverdale Capital Management: assets under management

The assets under management (AUM) of Inverdale Capital Management, LLC is $172.05 million. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $160.96 million in discretionary accounts and $11.09 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.87 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.85 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 50% of the total AUM. The second-largest asset type is exchange traded securities, which make up 31% of the firm’s portfolio. Investments in investment and business development companies form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Inverdale Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Inverdale Capital Management serves?

The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Inverdale Capital Management is high net worth individuals with 40 clients and $115.91 million of assets under management. Among the 8 most similar advisory firms, Inverdale Capital Management has the 2nd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $172.05 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Inverdale Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Inverdale Capital Management, LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ryan Martin Small	Manager and member	1 Oct 2012	50% - 75%	6131308
William Guerdan Hardy	Chief financial officer and cco	1 Jan 2017	25% - 50%	6758368

Based in Dallas

The principal office where Inverdale Capital Management, LLC performs its advisory services is located at 100 Crescent Court, Dallas, TX 75201, which is also the mailing address of the firm. An additional office of the firm is in Twain Harte, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214.871.2900 or by fax 469.677.6377. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at inverdalecapital.com.