Clearbrook Discretionary Investment Services LLC (New York)

Clearbrook Discretionary Investment Services LLC is a mid-sized advisory firm based in New York. It manages $39.63 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2011.

Clearbrook Discretionary Investment Services provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clearbrook Discretionary Investment Services: assets under management

The assets under management (AUM) of Clearbrook Discretionary Investment Services LLC is $39.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.09 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clearbrook Discretionary Investment Services LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Clearbrook Discretionary Investment Services LLC

Thomas Edward Deegan has been acting as President since 1 Jan 2017. Timothy Chan Ng joined the executive team most recently as the Elected Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clearbrook Global Advisors Llc	Member	1 Feb 2011	75% - 100%	73-1719518
Timothy Chan Ng	Managing director	1 Feb 2011	Other	1009388
John Ben Levitt	Managing director	1 Feb 2011	Other	858591
Walter Alan Gilmore	Chief compliance officer	1 Mar 2011	Other	1996728
Thomas Edward Deegan	Director	1 Jan 2017	Other	6379485

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Elliott Wakefield Wislar	Elected manager	1 Oct 2010	Other	1492343
Four Families Funding Llc	Member	1 Oct 2010	50% - 75%	61-1605483
James Deforrest Bishop	Elected manager	1 Oct 2010	Other	5871231
Elliott Wakefield Wislar	Elected manager	1 Feb 2011	Other	1492343
Four Families Funding Llc	Member	1 Feb 2011	50% - 75%	61-1605483
James Deforrest Bishop	Elected manager	1 Feb 2011	Other	5871231
Jeffrey Hamilton Salzman	Elected manager	1 Apr 2011	Other	827668
Richard Spencer Frary	Elected manager	1 Apr 2011	Other	706378
Robert Louis Mazzeo	Elected manager	1 Apr 2011	Other	2460221
John B Wislar	Elected manager	1 Jun 2011	Other	1850440
Timothy Chan Ng	Elected manager	1 Aug 2011	Other	1009388

Based in New York

The principal office where Clearbrook Discretionary Investment Services LLC performs its advisory services is located at 825 3 Rd Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-683-6686 or by fax 212-683-6927. The normal business hours are 9:00a - 5:00p on Monday - Friday.