Grossman Asset Management, LLC (Greenwich)


Grossman Asset Management, LLC is a large advisory firm based in Greenwich. It manages $60.64 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

Grossman Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Grossman Asset Management: assets under management

The assets under management (AUM) of Grossman Asset Management, LLC is $60.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Grossman Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Grossman Asset Management, LLC

Sanford Grossman has been acting as President since 1 Oct 2006. Stephen Paul Enquist joined the executive team most recently as the Treasurer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Sanford Grossman Chairman & ceo 1 Dec 2001 75% - 100% 2060970
L.P. Grossman Family Partners Member 1 Dec 2001 75% - 100% 03-0467915
Stephen Paul Enquist Assistant treasurer 1 Nov 2002 Other 2441799
Bruce Ivan Wilson President & treasurer 1 Feb 2004 Other 4141169
Bruce Ivan Wilson Secretary & chief compliance officer 1 Oct 2005 Other 4141169
David Lewis Zimmerman Secretary & chief compliance officer 1 Mar 2006 Other 4863919
Stephen Paul Enquist Treasurer 1 Oct 2006 Other 2441799
Sanford Grossman President 1 Oct 2006 75% - 100% 2060970

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sanford Grossman 2001 Grat Limited partner 1 Dec 2001 75% - 100% 03-0467915
Richard Kihlstrom Trustee 1 Dec 2001 Other 5306319

Based in Greenwich

The principal office where Grossman Asset Management, LLC performs its advisory services is located at 10 Glenville Street, Greenwich, CT 06831, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-983-5600 or by fax 203-532-8250. The normal business hours are 8:30am to 5:30pm on Monday - Friday.