Genesis Investment Management, LLP (London)

Name: Genesis Investment Management, LLP
Address: 21 Grosvenor Place, London, Sw1 X 7 Hu
Telephone: +44 2072017200

Genesis Investment Management, LLP is a large advisory firm based in London. It manages $20.03 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Delaware and New Hampshire.

Genesis Investment Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Genesis Investment Management: assets under management

The assets under management (AUM) of Genesis Investment Management, LLP is $20.03 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 151% since the beginning of its operation, and $10.98 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $20.03 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.18 billion each.

Genesis Investment Management has custody of $853.12 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Genesis Investment Management, LLP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Genesis Investment Management serves?

The firm provides services to pooled investment vehicles, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Genesis Investment Management is pooled investment vehicles with 7 clients and $13.74 billion of assets under management. Among the 13 most similar advisory firms, Genesis Investment Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $20.03 billion for 17 clients. 56% of the firm’s clients are foreign persons or businesses.

Genesis Investment Management also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $75,000,000.

Careers at Genesis Investment Management, LLP

The company employs 69 people that are either part- or full-time employees. 16 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Graham Elder	Principal / partner	1 Jun 2004	Other	4564879
Giml Limited	Preferred partner (holder of 51.71% of preferred points)	1 Jun 2004	Other	foreign entity n/a
Genesis Asset Managers International Limited	Preferred partner (holder of 48.29% of preferred points)	1 Jun 2004	50% - 75%	108460
Llp Genesis Asset Managers	Managing partner	1 Jun 2004	50% - 75%	131106
Karen Lucinda Yerburgh	Chief executive officer / principal / partner	1 Jun 2004	Other	4358950
Martyn Ryan	Principal / partner	1 Jun 2004	Other	4359100
Andrew Elder	Principal / partner	1 Jun 2004	Other	4564879
Eugeni Kuznetsov	Principal / partner	1 Jun 2004	Other	4359165
Catherine Jane Vlasto	Principal / partner	1 Jun 2004	Other	4358959
Paul Ballantyne	Principal / partner	1 Jun 2004	Other	4359155
Paul Dean Ballantyne	Principal / partner	1 Jun 2004	Other	4359155
Genesis Investment Management Limited	Preferred partner (holder of 51.71% of preferred points)	1 Jun 2004	Other	foreign entity n/a
Llp Genesis Fund Managers	Managing partner	1 Jun 2004	50% - 75%	131106
Jeremy David Paulson Ellis	Chairman / principal / partner	1 Jun 2004	Other	4358890
Marguerite Tanahey Mitchell	Director / chief legal officer	1 Jun 2004	Other	2568553
Susan Byrne	Director / chief operations officer	1 Jun 2004	Other	4359106
Eugeni Kouznetsov	Principal / partner	1 Jun 2004	Other	4359165
Stephan Olajide Huesler	Principal / partner	1 Jun 2004	Other	4564883
Paul Greatbatch	Principal / partner	1 Jun 2004	Other	730576
Marguerite Tanahey Mills	Director / chief legal officer	1 Jun 2004	Other	2568553
Marguerite Mills	Director / chief legal officer	1 Jun 2004	Other	2568553
James Juracka	Principal/partner	1 Jun 2004	Other	4358540
Warren Jay Colman	Chief operating officer / principal / chief compliance officer / partner	1 Jan 2006	Other	4363269
Graham Martin Kelly	Chief compliance officer	1 Aug 2007	Other	5397005
Arindam Bhattacharjee	Principal / partner	1 Oct 2009	Other	2507031
David De Sousa Seaman	Principal / partner	1 Jul 2010	Other	5818305
Yiyong Yang	Principal / partner	1 Jul 2010	Other	5818309
Genesis Continuation Limited	Partner	1 Dec 2010	Other	foreign entity n/a
Christopher Ellyatt	Managing director / partner / principal / chief compliance officer	1 Nov 2011	Other	6001773
Christopher Roy Ellyatt	Managing director / partner / principal / chief compliance officer	1 Nov 2011	Other	6001773
Karen Roydon	Pincipal partner	1 May 2012	Other	6081036
Karen Roydon	Principal / partner	1 Jul 2012	Other	6081036
Karen Natalie Roydon	Principal / partner	1 Jul 2012	Other	6081036
Robert Shillinglaw	Finance director	1 Jul 2014	Other	6372662
Robert William Shillinglaw	Finance director	1 Jul 2014	Other	6372662
Jens Peter Moller Butcher	Chief operating officer	1 Jan 2015	Other	4411169
Robert Gary Bricout	Chief legal officer	1 Mar 2015	Other	6048529
Rufus Lewis Frazier	Principal / partner	1 Jul 2015	Other	4430003
Mario Andres Solari	Principal / partner	1 Jul 2018	Other	6993916
Richard Simon Mather	Principal / partner	1 Jul 2018	Other	6993917
Llc Amg Genesis	Managing partner	1 Jun 2019	50% - 75%	30-0252161
Llp Continuation Trust Genesis Investment Management	Partner	1 Jun 2019	Other	foreign entity n/a

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Conyers Dill & Pearman	Shareholder	1 May 1985	75% - 100%	na - foreign
Inc. Affiliated Managers Group	Shareholder	1 Dec 2000	75% - 100%	04-3218510
Amg New York Holdings Corp.	Managing member	1 Feb 2004	75% - 100%	04-3546127
Llc Amg Genesis	Managing partner	1 Jun 2004	50% - 75%	30-0252161
Llp Continuation Trust Genesis Asset Managers	Shareholder	1 Dec 2010	75% - 100%	na- foreign
Codan Trust Company Limited	Trustee	1 Dec 2010	Other	na - foreign
Amg Atlantic Holdings Corp.	Managing member	1 Dec 2013	75% - 100%	168966 b

Based in London

The principal office where Genesis Investment Management, LLP performs its advisory services is located at 21 Grosvenor Place, London, Sw1 X 7 Hu The mailing address of the firm is 21 Grosvenor Place, London, . The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 2072017200 or by fax +44 2072017450. The normal business hours are 9:00-5:30 on Monday - Friday. You can find more information about the New York firm at giml.co.uk.