Provident National Assurance Company (Northbrook)


Provident National Assurance Company is an adviser based in Northbrook. It manages $16.46 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Provident National Assurance Company provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Provident National Assurance Company: assets under management

The assets under management (AUM) of Provident National Assurance Company is $16.46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $16.46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.46 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Provident National Assurance Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Provident National Assurance Company

James Leander Moody has been acting as President since 1 Sep 1999. John Kevin Mccarthy joined the executive team most recently as the Director, Senior Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Burton Erhard Sorensen Director 1 Oct 1995 Other xxx-xx-xxxx
Inc. (Formerly Provident Companies Inc.) Unumprovident Corporation Stockholder 1 Feb 1996 75% - 100% 62-1598430
Thomas Ros Watjen Director, executive vice president - finance 1 Nov 1997 Other xxx-xx-xxxx
Floyd Dean Copeland Director, executive vice president - legal 1 Nov 1997 Other 2982753
Vicki Wright Corbett Vice president and controller 1 Nov 1997 Other 2982758
Susan Nance Roth Vice president and secretary 1 Nov 1997 Other xxx-xx-xxxx
Robert Carl Greving Senior vice president and chief actuary 1 Nov 1997 Other 2982756
James Leander Moody Director 1 Sep 1999 Other xxx-xx-xxxx
Elaine Debra Rosen Director, executive vice president - products and risk management 1 Sep 1999 Other xxx-xx-xxxx
James Allison Ramsay President 1 Sep 1999 Other xxx-xx-xxxx
Robert Ernest Broatch Senior vice president and chief financial officer 1 Sep 1999 Other xxx-xx-xxxx
John Manning Jr. Lang Senior vice president and treasurer 1 Sep 1999 Other xxx-xx-xxxx
Allstate Life Insurance Company Stockholder 1 Feb 2001 75% - 100% 36-2554642
John Kevin Mccarthy Director, senior vice president 1 Mar 2001 Other 716322
Michael Joseph Velotta Director, general counsel, secretary 1 Mar 2001 Other 2339177
Thomas Joseph Ii Wilson 1536385 1 Mar 2001 Other 1536385
John Roger Hunter President 1 Mar 2001 Other 2957074
Karen Cassidy Gardner Vice president-tax 1 Mar 2001 Other xxx-xx-xxxx
James Philip Zils Treasurer 1 Mar 2001 Other 2676945
Lisa Ann Burnell Assistant vice president, compliance officer 1 Mar 2001 Other 2420573
Marian Goll Assistant vice president, financial ops prinicpal 1 Mar 2001 Other 4305537
Susan Lesueur Lees Assistant secretary 1 Mar 2001 Other xxx-xx-xxxx
Barry Sajowitz Paul Assistant treasurer 1 Mar 2001 Other 4180878

Based in Northbrook

The principal office where Provident National Assurance Company performs its advisory services is located at 2775 Saunders Road, Northbrook, IL 60062, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 847-402-8695 or by fax 847-402-0158. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.