Guidance Investments, LLC (Reston)

Guidance Investments, LLC is an adviser based in Reston. It manages $63.85 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Virginia.

Guidance Investments provides portfolio management for businesses and institutional clients and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Guidance Investments: assets under management

The assets under management (AUM) of Guidance Investments, LLC is $63.85 million. The firm's AUM has grown by 21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Guidance Investments, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Guidance Investments, LLC

Hasnita Hashim has been acting as President since 1 Sep 2002. James Stuart Dodwell joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Guidance Financial Group	Member	1 May 2001	75% - 100%	522323187
Thomas Richard Gainor	Chief compliance officer	1 Jun 2001	Other	4582611
Hasnita Hashim	Director	1 Sep 2002	Other	4702298
Prabir Datta	Managing director	1 Jun 2003	Other	2492062
William D. Anthony	Director	1 Dec 2003	Other	4741369
James Stuart Dodwell	Director	1 Jan 2011	Other	5905432

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Northern Star Trust Company Ltd.	Trustee	1 Jul 1993	Other	foreign
Pure Spring Trust	Member	1 Apr 1996	25% - 50%	foreign
Capital Guidance (Hungary) Ltd.	Shareholder	1 Jan 2000	75% - 100%	foreign
Inc. Cg(Ifs)	Member	1 May 2001	75% - 100%	52-2323190
Inc. Capital Guidance America	Shareholder	1 May 2001	75% - 100%	76-0205168
Capital Guidance Holding Ltd.	Member	1 Jan 2002	75% - 100%	foreign

Based in Reston

The principal office where Guidance Investments, LLC performs its advisory services is located at 11107 Sunset Hills Rd, 2 Nd Fl., Reston, VA 20190, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703.885.0824. The normal business hours are 9:00am - 5:00pm on Monday - Friday.