Doric Capital Corp. (Hong Kong)

Name: Doric Capital Corp.
Address: 1501 Henley Building, Hong Kong
Telephone: 852 2877 2980

Doric Capital Corp. is a large advisory firm based in Hong Kong. It manages $412 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005.

Doric Capital Corp provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Doric Capital Corp: assets under management

The assets under management (AUM) of Doric Capital Corp. is $412 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Doric Capital Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Doric Capital Corp.

Michael Norman Nock has been acting as President since 1 Dec 1998. Ian Tat Ming Leung joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Norman Nock	Director	1 Dec 1998	Other	725369
Composite Capital Management Limited	Ordinary shares	1 Jun 1999	75% - 100%	foreign
Nancy Lan Liu	Director	1 Dec 2001	Other	3043219
Timothy Peter Lewis	Chief compliance officer and chief legal officer	1 Nov 2004	Other	5076599
Howard Ching Ho Wong	Director	1 Dec 2004	Other	5076601
Ian Tat Ming Leung	Chief operating officer	1 Jun 2005	Other	5076606

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tuscan Capital Holdings Limited	Ordinary shares	1 May 2005	50% - 75%	foreign
Michael Norman Nock	Ordinary shares	1 May 2005	75% - 100%	725369
Nancy Lan Liu	Ordinary shares	1 May 2005	25% - 50%	3043219

Based in Hong Kong

The principal office where Doric Capital Corp. performs its advisory services is located at 1501 Henley Building, Hong Kong, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 852 2877 2980 or by fax 852 2869 8791. The normal business hours are 0900 to 1800 hong kong time on Monday - Friday. You can find more information about the New York firm at www.doricapital.com.