Osbon Capital Management, LLC (Boston)

Name: Osbon Capital Management, LLC
Address: 225 Franklin Street, Boston, MA, 02110
Telephone: 617-217-2772

Osbon Capital Management, LLC is a large advisory firm based in Boston. It manages $129.85 million of regulatory assets for 284 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Massachusetts and Texas.

Osbon Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Osbon Capital Management: assets under management

The assets under management (AUM) of Osbon Capital Management, LLC is $129.85 million. The firm's AUM has grown by 340% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $120.22 million in discretionary accounts and $9.63 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $429.35 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.41 million.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in government bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Osbon Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Osbon Capital Management serves?

The only and largest group of clients of Osbon Capital Management is high net worth individuals with 60 clients and $129.85 million of assets under management. Among the 9 most similar advisory firms, Osbon Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $129.85 million for 60 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Osbon Capital Management doesn't advise any private funds.

Careers at Osbon Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Fredrick Osbon	Chief compliance officer	1 Feb 2005	Other	873118
Jon Maxwell Osbon Trust	Member	1 Nov 2005	Other	20-6197997
Victoria Andrea Osbon Trust	Member	1 Nov 2005	Other	20-6197987
Jon Maxwell Osbon	Managing member	1 Dec 2016	75% - 100%	6244193

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Fredrick Osbon	Co-trustee	1 Nov 2005	Other	873118
Michael J. Puzo	Co-trustee	1 Nov 2005	Other	5119845

Based in Boston

The principal office where Osbon Capital Management, LLC performs its advisory services is located at 225 Franklin Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-217-2772 or by fax 617-217-2712. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at osboncapital.com.