Gaineswood Investment Management, Inc. (Baltimore)

Name: Gaineswood Investment Management, Inc.
Address: 2800 Quarry Lake Drive, Baltimore, MD, 21209
Telephone: 410-764-3500

Gaineswood Investment Management, Inc. is an adviser based in Baltimore. It manages $53.64 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2009.

Gaineswood Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gaineswood Investment Management: assets under management

The assets under management (AUM) of Gaineswood Investment Management, Inc. is $53.64 million. The firm's AUM has grown by 21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $29.98 million in discretionary accounts and $23.66 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.33 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $23.66 million.

Gaineswood Investment Management has custody of $10.21 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gaineswood Investment Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gaineswood Investment Management, Inc.

William Wendell Baker has been acting as President since 1 Jan 1996. Michelle Bernardian England joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Wendell Baker	President	1 Jan 1996	75% - 100%	1551199
Bryant Boston	Chief compliance officer	1 Nov 2005	Other	2964206
Michelle Bernardian England	Chief compliance officer	1 Jun 2010	Other	4367743

Based in Baltimore

The principal office where Gaineswood Investment Management, Inc. performs its advisory services is located at 2800 Quarry Lake Drive, Baltimore, MD 21209, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-764-3500 or by fax 410-318-5048. The normal business hours are 9am to 5pm est on Monday - Friday. You can find more information about the New York firm at www.gaineswood.com.